- SMBC (New York, NY)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC MANUBANK, JRI America, Inc.,… more
- TD Bank (New York, NY)
- …team member has a chance to make a tangible impact - both in day-to-day operations and in the design of a future-focused compliance program. This not just about ... collaborative and creative in your approach. You will manage day-to-day operations while also helping design and implement a forward-thinking compliance program… more
- TD Bank (New York, NY)
- …York, New York, United States of America **Hours:** 40 **Line of Business:** TD Securities **Pay Detail:** $200,000 - $200,000 USD TD is committed to providing fair ... Description:** The Global Markets Documentation Team is an integral part of TD Securities . GMD is a client facing team responsible for advisory services across… more
- JPMorgan Chase (New York, NY)
- …solutions for complex financings and securitizations involving asset-backed securities , residential mortgage-backed securities and commercial mortgage-backed ... legal department, as well as compliance, risk, conflicts and operations partners. If you are intellectually curious and have...on all relevant legal and regulatory matters and relevant securities laws applicable to public and private offerings of… more
- Wells Fargo (New York, NY)
- …planning. + Handle matters that have a significant impact on the Company's operations , strategies, or profitability. + Review and analyze complex large scale or ... and compliance matters, including SEC, FINRA, NYSE/Nasdaq, and global securities laws and regulations. + Participate in industry efforts...a global investment bank + Deep knowledge of US securities laws, including the Securities Act of… more
- TD Bank (New York, NY)
- …York, New York, United States of America **Hours:** 40 **Line of Business:** TD Securities **Pay Detail:** $150,000 - $185,000 USD TD is committed to providing fair ... role. **Job Description:** Preferred Qualifications: **Ready to be the Change at TD Securities ?** We are innovators and leaders in the change management space. Our… more
- TD Bank (New York, NY)
- …York, New York, United States of America **Hours:** 40 **Line of Business:** TD Securities **Pay Detail:** $115,000 - $135,000 USD TD is committed to providing fair ... role. **Job Description:** Preferred Qualifications: **Ready to be the Change at TD Securities ?** We are innovators and leaders in the change management space. Our… more
- Deloitte (Jericho, NY)
- Manager - Capital Markets Operations and Technology Our Enterprise Operations & Risk offering enables clients to achieve profitable growth and competitive ... advantage by optimizing "heart of the business" operations . We leverage deep domain expertise to extend enterprise...of a range of financial services and / or securities -related business models, products, and services particular to the… more
- GE Vernova (New York, NY)
- …Compliance: Coordinate and execute compliance obligations for regulated securities transactions arranged through a registered Broker-Dealer and Financial ... + Experience with asset management, fund management, brokerage activities for securities transactions and/or capital raising. **Desired Characteristics** + Holds US … more
- SMBC (New York, NY)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC MANUBANK, JRI America, Inc.,… more