- Raymond James Financial, Inc. (St. Petersburg, FL)
- …environment. * Investment concepts, practices and procedures used in the securities industry. * Investment advisor and/or financial planner services and products. ... * Account types, the transfer process, and industry operations in general. **Skill in** * Responding to inquiries and turning them into sales opportunities. *… more
- Raymond James Financial, Inc. (Coral Gables, FL)
- …procedures used in the industry. + Principles of estate planning, trusts and securities industry operations . + Financial markets and products. + Effectively ... managing client relationships. + Strategic planning as part of client retention focus. + Gathering and compiling information and data. + Preparing and delivering written and oral presentations. + Operating standard office equipment and using required software… more
- MUFG (Tampa, FL)
- …+ Communicate with senior leadership on status and opportunities within operations workflows EDUCATION * Degree or equivalent work experience equally preferable. ... is not subject to a statutory disqualification pursuant to Section 3(a)(39) of the Securities and Exchange Act of 1934 or Section 8a(2) or 8a(3) of the Commodity… more
- MUFG (Tampa, FL)
- …standards using change control, documentation, and full communication with the operations and support. + Ensure compliance with technical best practices, standards ... is not subject to a statutory disqualification pursuant to Section 3(a)(39) of the Securities and Exchange Act of 1934 or Section 8a(2) or 8a(3) of the Commodity… more
- Truist (Orlando, FL)
- …releases, conservation and regular easements including collateral types of Securities , Real Estate (1-4 Family and Commercial), Marine, Auto, Boat/Motor/Trailer, ... to enable individuals with disabilities to perform the essential functions. 1. Associate 's degree in relevant studies, or equivalent education and related training.… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …compliance issues involved with retail activity. * Principles of banking, finance, and securities industry operations * Rules and regulations of the ... to associates, and clients of the future. Our company values associate development and growth, offering opportunities through developmental programs, mentorships,… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …to associates and clients of the future. Our company values associate development and growth, offering opportunities through developmental programs, mentorships, and ... to review and analyze potential rule violations and ensure adherence to securities industry regulations, thereby limiting firm liability. Conduct internal reviews to… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …to associates, and clients of the future. Our company values associate development and growth, offering opportunities through developmental programs, mentorships, ... trends, trading patterns and possible rules violations and ensure adherence to securities industry regulations and limit firm liability. Conduct internal reviews to… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …and requirements gathering. + Broader principles of banking and finance and securities industry operations . + Experience with Salesforce is preferred. + ... Group Management, its Divisional Directors and their related management teams. The associate will have extensive knowledge and skills obtained through education, and… more
- Cardinal Health (Tallahassee, FL)
- …legal advice and services in order to protect the organization's assets, operations and image. This function provides legal counsel related to commercial, corporate ... securities , intellectual property, labor and employment, and regulatory law,...company legal matters, manages outside counsel and manages legal operations . Privacy is responsible for providing advice, counsel, and… more