- JPMorgan Chase (Brooklyn, NY)
- JP Morgan Alternative Fund Services ("AFS") is part of the Securities Services business group in the Corporate & Investment Bank and is one of the largest fund and ... all alternative asset classes. **Job Summary:** As a Private Equity Fund Admin Associate within our client administration team, you will support the management of… more
- TD Bank (New York, NY)
- …this role. **Job Description:** The TDS US Compliance team is looking for an Associate -level candidate to join the FX Trade Surveillance team. Preferred 3-5 years of ... as well as the support functions including Technology and Operations * Build relationships with Compliance Advisory team by...essential functions for ADA purposes. **Who We Are** TD Securities offers a wide range of capital markets products… more
- TD Bank (New York, NY)
- …related experience + JD desirable but not required + Knowledge of operations , finance, regulatory reporting, sales and trading, and applicable rules and regulations, ... the firm. + Proficient in Word, Excel and PowerPoint **Who We Are** TD Securities offers a wide range of capital markets products and services to corporate,… more
- TD Bank (New York, NY)
- …and/or confidential material requiring discretion **Education & Experience:** + Associate 's degree and/or Bachelor's degree or progressive work experience in ... and administrative skills + Knowledge of division organization, terminology and operations + Ability to work independently + Strong organizational skills, with… more
- SMBC (New York, NY)
- …compliance experience at a broker dealer. + A solid foundation in US securities laws and regulations and broker dealer operations , products and services. ... + Ability to communicate this knowledge and applicability to SMBC Nikko Securities Inc. and affiliate operations . + Ability to manage multiple assignments and… more
- BlackRock (New York, NY)
- …Index Investments, Global Trading, ETF Markets, and Liquidity & Financing ( Securities Lending, Cash Management, Securities Financing) functions, and is ... and strategic way. Within BGM, the Liquidity & Financing (L&F) pillar combines Securities Lending, Securities Financing, and Cash Management, with a mandate to… more
- BlackRock (New York, NY)
- …with whom we work closely in engaging companies. Position Overview The BAIS Operations Associate will be responsible for promoting sound corporate governance as ... BAIS delivers best-in-class stewardship for BLK clients. The BAIS Operations Associate will report to the Head...active platform and across the shared platform such as Securities Lending and Client Reporting to support the BAIS… more
- SMBC (New York, NY)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC MANUBANK, JRI America, Inc.,… more
- S&P Global (New York, NY)
- …culture, where innovation and inclusivity are at the forefront of our operations . Our team values integrity, transparency, and a proactive approach to managing ... Impact Analysis and close partnership with the enterprise ORM program. As an Associate Director, you will drive strategic initiatives that shape the future of… more
- MUFG (New York, NY)
- …more details. The individual will play a critical role within regulatory operations to support daily business activities. Primarily with exception management and ... is not subject to a statutory disqualification pursuant to Section 3(a)(39) of the Securities and Exchange Act of 1934 or Section 8a(2) or 8a(3) of the Commodity… more