- Raymond James Financial, Inc. (Memphis, TN)
- …knowledge of managed account practices. + Principles of banking and finance and securities industry trading and operations . + Knowledge of products, including ... offices._ As part of the AMS Trading team, the Asset Management Trading Associate role uses knowledge and skills obtained through work experience to review and… more
- Raymond James Financial, Inc. (Memphis, TN)
- …knowledge of managed account practices. + Principles of banking and finance and securities industry trading and operations . + Knowledge of products, including ... a member of the AMS Freedom Trading team. As the Asset Management Trading Associate , you will use the knowledge and skills gained through work experience to review… more
- Raymond James Financial, Inc. (Memphis, TN)
- …and procedures of general office concepts and those that govern fee based operations , finance, and/or securities industry operations . + Process flows ... within a specific assigned functional area. + Regulations for a specific assigned functional area. **Skill in:** + Operating standard office equipment and using required software applications to produce correspondence, reports, electronic communication,… more
- Raymond James Financial, Inc. (Memphis, TN)
- …knowledge of managed account practices. + Principles of banking and finance and securities industry trading and operations . + Financial markets and investment ... products and services. + Mathematical ability sufficient to calculate transactions accurately and efficiently. + Intermediate Excel experience. **Skill in** + Advanced analytical skills; analyze data to draw logical conclusions and interpret results for use in… more
- TIAA (Memphis, TN)
- …in hands-on legal advice, guidance and counsel to management and supports the operations of legal department. + Assists with the protecting of the organization's ... Experience working with fund structure + Knowledge of SEC and securities regulations **Additional Responsibilities:** Legal Management (primarily Timber, but may… more
- Raymond James Financial, Inc. (Memphis, TN)
- …Experience Requirements:** + Bachelor's degree (BA) in a related discipline in retail securities sales, sales management, operations , or compliance. ~or~ + Any ... equivalent combination of experience, education, and/or training approved by Human Resources. **Licenses/Certifications:** + SIE preferred, provided that an exemption or grandfathering cannot be applied. + Series 7, 66, 24 Required within 18 or a maximum of 24… more
- Raymond James Financial, Inc. (Nashville, TN)
- …of two (2) years experience in a sales or trading environment within the securities or financial services industry. + Associate 's Degree (AA) preferred. + OR ... Under general supervision, uses intermediate level knowledge and skills in securities trading/sales obtained through experience and/or training to assist trading… more
- Raymond James Financial, Inc. (Memphis, TN)
- …to associates, and clients of the future. Our company values associate development and growth, offering opportunities through developmental programs, mentorships, ... trends, trading patterns and possible rules violations and ensure adherence to securities industry regulations and limit firm liability. Conduct internal reviews to… more
- Raymond James Financial, Inc. (Memphis, TN)
- …to associates and clients of the future. Our company values associate development and growth, offering opportunities through developmental programs, mentorships, and ... to review and analyze potential rule violations and ensure adherence to securities industry regulations, thereby limiting firm liability. Conduct internal reviews to… more
- Cardinal Health (Nashville, TN)
- …legal advice and services in order to protect the organization's assets, operations and image. This function provides legal counsel related to commercial, corporate ... securities , intellectual property, labor and employment, and regulatory law,...company legal matters, manages outside counsel and manages legal operations . Legal Management provides strategic oversight, leadership and direction… more