- Citigroup (Getzville, NY)
- …job-related duties may be assigned as required. **Job Family Group :** Operations - Transaction Services **Job Family:** Securities and Derivatives Processing ... The Securities & Derivatives Sr Manager is...cost saving opportunities + Manage daily performance related to securities and derivatives post-settlement activities of operations … more
- TD Bank (New York, NY)
- …key member of the TDS US Compliance Monitoring and Testing Team and Core Compliance Group . The Monitoring and Testing Team sits in Core Compliance and covers the TDS ... + JD desirable but not required + Knowledge of operations , finance, regulatory reporting, sales and trading, at a...at a global financial institution. + Firm understanding of securities and derivatives rules and regulations, and the ability… more
- Capital One (New York, NY)
- …team, the candidate will focus on operational and compliance audits, including operations of investment ( securities and transactions). Responsibilities: + Lead ... Principal Auditor (Experienced Senior Auditor), Corporate Compliance & Securities / Transactions Audits (Hybrid) Capital One's Audit function is a dedicated group… more
- TD Bank (New York, NY)
- …member of the TDS US Compliance Monitoring and Testing Team and Core Compliance Group . The Monitoring and Testing Team covers the TDS US businesses and certain ... + JD desirable but not required + Knowledge of operations , finance, regulatory reporting, sales and trading, and applicable...in Word, Excel and PowerPoint **Who We Are** TD Securities offers a wide range of capital markets products… more
- Citigroup (New York, NY)
- …innovation, dynamic reporting, and market thought leadership. The Business Risk Sr Group Manager manages multiple teams through other managers. In-depth ... Securities Finance encompasses the Agency Securities ...The position requires substantial interaction and collaboration with Policy, Operations , and other functional business partners to optimize Fraud… more
- Scotiabank (New York, NY)
- Senior Manager , Collateral Operations **Requisition ID:** 216067 **Salary Range:** 117,400.00 - 224,700.00 _Please note that the Salary Range shown is a ... We work together to drive ambition for every future! **Purpose** The Senior Manager , Collateral Operations is responsible for supervising and overseeing the… more
- Citigroup (New York, NY)
- …help corporations, financial institutions, public sector and commercial clients optimize operations and drive their business forward. Through our five business lines ... provide cash management, payments/receivables solutions, working capital solutions, post-trade securities services and issuer services across Citi's global network.… more
- TD Bank (New York, NY)
- …York, New York, United States of America **Hours:** 40 **Line of Business:** TD Securities **Pay Detail:** $95,000 - $115,000 USD TD is committed to providing fair ... for this role. **Job Description:** Preferred Qualifications: **Company Overview** TD Securities provides a wide range of capital market products and services… more
- TD Bank (New York, NY)
- …information reporting to the IRS and non-US tax authorities. **Role Details:** TD Securities Tax Operations Analysts manage daily and periodic processes to ... York, New York, United States of America **Hours:** 40 **Line of Business:** TD Securities **Pay Detail:** $70,000 - $80,000 USD TD is committed to providing fair… more
- SMBC (New York, NY)
- … Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... SMBC Group is a top-tier global financial group...Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC MANUBANK,… more