- Citigroup (Jacksonville, FL)
- …services, including consumer banking and credit, corporate and investment banking, securities brokerage, transaction services, and wealth management. As a bank with ... region of the world and every sector that shapes your daily life, our Enterprise Operations & Technology teams are charged with a mission that rivals any large tech… more
- Citigroup (Tampa, FL)
- …experience. The group manages strategic law firm relationships; partners with Operations and Technology to develop technology infrastructure needed to manage legal ... Mandatory and Process Management & Improvement. A senior project manager is required to support Legal for various regulatory,...markets in at least one domain eg, Loans, Derivatives, Securities + Exposure to any of the following would… more
- MUFG (Tampa, FL)
- …firm's assets, information, and reputation. The First Line Business Unit Risk Manager is responsible for managing organizational risks through the design and ... QA and reports on OpenPages issues + Stakeholder engagement: + Engaged with Operations & Technology key stakeholders, management, BURMs, SLoD, and TLoD to ensure… more
- Citigroup (Jacksonville, FL)
- …services, including consumer banking and credit, corporate and investment banking, securities brokerage, transaction services, and wealth management. As a bank with ... region of the world and every sector that shapes your daily life, our Enterprise Operations & Technology teams are charged with a mission that rivals any large tech… more
- Iron Mountain (Tallahassee, FL)
- …and technical accounting leadership to our Treasury function on various securities offerings, including equity offerings and debt offerings. This includes direct ... accounting firm and/or a large, multi-national public company, including 5 years at a manager level or above. + Requires an in-depth knowledge of US GAAP, extensive… more
- JPMorgan Chase (Tampa, FL)
- …role, you will need to be a multi-disciplined forward-looking technologist and risk manager with a diverse background and experiences in several cyber security and ... technology operations and the development of corresponding control systems. You...in the technology processes or domains that support the Securities Services business and perform independent risk assessments on… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …* Concepts, practices, and procedures of banking compliance and knowledge of the securities industry a plus * Rules and regulations of: Federal Reserve System; ... and financial services industry. * Principles of banking and finance industry operations . * Regulatory exams, inquiries, and internal reviews. **Advanced skill in:**… more
- MUFG (Tampa, FL)
- …and Audit exams and issues, self-identified issues, information risk control operations , maturity and enhancement initiatives). + Drive proactive risk remediation by ... is not subject to a statutory disqualification pursuant to Section 3(a)(39) of the Securities and Exchange Act of 1934 or Section 8a(2) or 8a(3) of the Commodity… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …compliance. + Strong understanding of the principles of banking and finance and securities industry operations . + Advanced knowledge of financial markets and ... products. + Management of internal and external regulatory exams and audits. **Skill in** + Managing compliance programs. + Integrating and aligning compliance processes and procedures with business processes. + Providing support and guidance for compliance… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …practices and procedures used in the securities industry. + Principles of securities industry operations . + Financial markets and products. **Skill in:** + ... to support the Registrations department and its business partners. Collaborates with manager and team on regulatory matters to ensure representative, branch and firm… more