- Raymond James Financial, Inc. (St. Petersburg, FL)
- …to review and analyze potential rule violations and ensure adherence to securities industry regulations, thereby limiting firm liability. Conduct internal reviews to ... area, and ability to interpret laws and regulations in light of operations . Ensures all external regulatory frameworks are complied with within reasonable risk… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …trends, trading patterns and possible rules violations and ensure adherence to securities industry regulations and limit firm liability. Conduct internal reviews to ... area, and ability to interpret laws and regulations in light of operations . Ensures all external regulatory frameworks are complied with within reasonable risk… more
- Bank of America (Jacksonville, FL)
- …settlement, and trade and transfer support, and providing quality service and operations support for internal business partners and external clients, in accordance ... borrow program. + Create daily folders in the SLP Operations shared drive for record keeping each day for...complete. + Create and send rate report for current securities in the Hard to Borrow program to Merrill… more
- Citigroup (Miami, FL)
- …with clients via telephone, email, fax or in person + Interface with Operations and Product Areas to insure timely response to inquiries + Identify cross-selling ... investments/mutual funds subscriptions, redemptions, structured notes, capital markets or securities purchases and sales. + Follow-up on the resolution of… more
- Citigroup (Tampa, FL)
- …our business and be updated of changes in them. **Job Family Group:** Operations - Transaction Services **Job Family:** Securities and Derivatives Processing ... from trust agreements, trading desks and branch offices in coordination with the Operations - Services team. The overall objective of this role is to lead… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …information necessary to analyze investment structures, offering terms, trading and operations , along with legal and compliance programs. The Senior Associate ... retains latitude for unreviewed decision making and autonomy with respect to fund manager interactions. Upon completion of review, it is expected that that Senior… more
- Citigroup (Jacksonville, FL)
- …**Job Family Group:** Operations - Management Operations **Job Family:** Unit Manager to Operations Manager (U2O) **Time Type:** Full time **Primary ... services, including consumer banking and credit, corporate and investment banking, securities brokerage, transaction services, and wealth management. As a bank with… more
- Citigroup (Tampa, FL)
- …of data solutions to support business objectives + Experience as an Operations Research Analyst, Analytics Manager , Strategic Business Analyst or related ... services, including consumer banking and credit, corporate and investment banking, securities brokerage, transaction services, and wealth management. As a bank with… more
- MUFG (Tampa, FL)
- …of any duration. Responsibilities: + **Workflow Management** : Monitor the daily operations of the Standby L/C Section and workflow supervision. Ensure output ... and ensure that they are corrected, documented and implemented Assist the Manager (or the Management) in identifying risk areas and implement/monitor practices to… more
- MUFG (Tampa, FL)
- …the security framework and direct the delivery of services, oversee day to day operations and control any issues for teams in a multi-Cloud environment. The ideal ... Collaborates with cross-functional teams, including developers, cloud engineers, architects, and operations , to embed security as code practices into the DevOps… more