- MUFG (Tampa, FL)
- …recruitment team will provide more details. Reporting to the Senior Fraud Prevention Manager (Vice President) of Fraud Operations . The Investigator will complete ... level of supervision required by the Senior Fraud Prevention Manager . Individuals on the Fraud Investigation team focus on...a statutory disqualification pursuant to Section 3(a)(39) of the Securities and Exchange Act of 1934 or Section 8a(2)… more
- MUFG (Tampa, FL)
- …guidelines and procedures. + Serve as a trusted partner to business, operations , development, risk and compliance teams providing database security subject matter ... of technical experience in cybersecurity, insider threat, incident response, security operations , or related information security field + Experience in the banking… more
- Bank of America (Tampa, FL)
- …support for Global Markets sales, trading and underwriting business for securities , foreign exchange, fixed income, exchange traded derivatives, and over-the-counter ... Know Your Customer/Client Due Diligence (KYC/CDD) is part of the Global Operations organization and is responsible for client AML/KYC refresh globally. The team… more
- Citigroup (Jacksonville, FL)
- …loop process. + Handles all inquiries/requests related to banking and /or investment operations - including placing unsolicited securities trades (Series 7 & 63 ... + Capable of working independently within established procedures and make decisions without manager approval. + Able to perform multiple functions with a high degree… more
- MUFG (Tampa, FL)
- …+ Preferred: Certified Information Systems Auditor (CISA), Certified Information Security Manager (CISM), Certified Internal Auditor (CIA) or Certified in Risk and ... information technology, information security, and/or operational risk management, (includes operations , operational risk management, compliance, audit, and third-party risk… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …for un-reviewed decision making and a is participant with respect to fund manager interactions in addition to being a key participant in product recommendations. ... with and educating other departments within Alternative Investment Group (eg, operations and marketing) in addition to direct financial advisor communication. +… more
- Raymond James Financial, Inc. (Coral Gables, FL)
- …procedures used in the industry. + Principles of estate planning, trusts and securities industry operations . + Financial markets and products. + Effectively ... periodic investment managers' reviews by third party and independent investment manager searches. + Generates periodic reports on investment analyses and peer… more
- MUFG (Tampa, FL)
- …in other Regions and Legal Entities throughout MUFG's robust network of Operations areas. **Major Responsibilities:** + Manage and maintain a portfolio of active ... for active Credit Agreements in individual's portfolio. Liaise with Relationship/Portfolio Manager for latency and any Covenant Breaches. + Assist with ad-hoc… more
- Citigroup (Tampa, FL)
- …services, including consumer banking and credit, corporate and investment banking, securities brokerage, transaction services, and wealth management. As a bank with ... every region of the world and every sector that shapes your daily life, our Operations & Technology teams are charged with a mission that rivals any large tech… more
- Citigroup (Jacksonville, FL)
- …loop process. + Handles all inquiries/requests related to banking and /or investment operations - including placing unsolicited securities trades (Series 7 & 63 ... + Capable of working independently within established procedures and make decisions without manager approval. + Able to perform multiple functions with a high degree… more