- SMBC (Jersey City, NJ)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC MANUBANK, JRI America, Inc.,… more
- Bank of America (Pennington, NJ)
- …settlement, and trade and transfer support, and providing quality service and operations support for internal business partners and external clients, in accordance ... of margin and option requirements. + Understanding of the Securities Industry and the various internal and external rules...offered a role with Bank of America, your hiring manager will provide you with information on the in-office… more
- Bank of America (Pennington, NJ)
- …to use some independence of thought but to refer more complex problems to Operations Team Manager and/or Supervisor. Generally, 1 year or more experience is ... Operations is responsible for accurate reporting of covered securities and tax lots to the Internal Revenue Service...offered a role with Bank of America, your hiring manager will provide you with information on the in-office… more
- Bank of America (Pennington, NJ)
- …job is responsible for providing subject matter expertise across an account management operations function, and supporting the manager in all aspects of ... day-to-day management of the team's operations . Key responsibilities include employee training and coaching, addressing employee inquiries, escalations, and… more
- Bank of America (Pennington, NJ)
- …include end-to-end ownership of issue resolution, working across multiple operations and product specialists, and ensuring procedures are clearly documented ... + Prioritization + Result Orientation + Mentoring + Research + Trade Operations Management **LOB Job Description:** As part of Wealth Management Operations… more
- MUFG (Jersey City, NJ)
- …the security framework and direct the delivery of services, oversee day to day operations and control any issues for teams in a multi-Cloud environment. The ideal ... Collaborates with cross-functional teams, including developers, cloud engineers, architects, and operations , to embed security as code practices into the DevOps… more
- MUFG (Jersey City, NJ)
- …closely with Relationship Managers (RM's) and Portfolio Managers (PM's), Tax Operations and Regulatory Reporting teams, Compliance Division Officers, and other ... operations teams. Role has ownership of on-boarding and KYC...lead on leadership responsibilities as needed, acting as backup manager during team lead's absence. Responsibilities may include:Providing backup… more
- TD Bank (Marlton, NJ)
- …reporting. This job works closely with the Market Supervision Managers and the operations , compliance, and risk departments of the US Wealth organization. **Depth & ... and prepares daily/weekly/monthly exception reports + Partners with the Operations team to enhance workflows and processes to improve...and is subject to the requirements of FINRA and Securities Laws. May (or may not) be a registered… more
- BlackRock (Princeton, NJ)
- …**About BlackRock** Elevate your career by joining the world's largest asset manager ! Thrive in an environment that fosters positive relationships and recognizes ... investment management experience preferred, particularly exposure to private placements, financial securities , and limited offerings. + Basic knowledge of open- and… more
- Bank of America (Iselin, NJ)
- …management. Key responsibilities include providing quality client service, and operations support and executing problems where extensive analysis and evaluation ... including termination. **Responsibilities:** + Provides quality client service and effective operations support by resolving client issues and analyzing data to… more