- TD Bank (New York, NY)
- …financial organization. + JD desirable but not required + Knowledge of operations , finance, regulatory reporting, sales and trading, at a global financial ... institution. + Firm understanding of securities and derivatives rules and regulations, and the ability...have regular career, development, and performance conversations with your manager , as well as access to an online learning… more
- Capital One (New York, NY)
- …team, the candidate will focus on operational and compliance audits, including operations of investment ( securities and transactions). Responsibilities: + Lead ... Principal Auditor (Experienced Senior Auditor), Corporate Compliance & Securities / Transactions Audits (Hybrid) Capital One's Audit function is a dedicated group of… more
- Truist (New York, NY)
- …identified risks. 2. Responsible for executing the responsibilities of various operations and enterprise risk programs in accordance with the program requirements ... (ie Risk control self-assessments, issues management). 3. Assist business line leadership with identifying, assessing, controlling, mitigating, and communicating risks associated with business processes and decisions. Provide oversight and governance to the… more
- TD Bank (New York, NY)
- …related experience + JD desirable but not required + Knowledge of operations , finance, regulatory reporting, sales and trading, and applicable rules and regulations, ... in Word, Excel and PowerPoint **Who We Are** TD Securities offers a wide range of capital markets products...have regular career, development, and performance conversations with your manager , as well as access to an online learning… more
- TD Bank (New York, NY)
- …and Business Leaders. This role will support a subset of the TD Securities portfolio. The Specialized HR Associate provides specialized analytical support and act as ... projects and/or work packages that vary in scope and complexity including daily operations of work, compliance and audits, quality assurance and vendor management +… more
- TD Bank (New York, NY)
- …or regulator. + JD desirable but not required. + Knowledge of operations , finance, regulatory reporting, sales and trading, and applicable rules and regulations, ... essential functions for ADA purposes. **Who We Are** TD Securities offers a wide range of capital markets products...have regular career, development, and performance conversations with your manager , as well as access to an online learning… more
- TD Bank (New York, NY)
- …information reporting to the IRS and non-US tax authorities. **Role Details:** TD Securities Tax Operations Analysts manage daily and periodic processes to ... York, New York, United States of America **Hours:** 40 **Line of Business:** TD Securities **Pay Detail:** $70,000 - $80,000 USD TD is committed to providing fair… more
- TD Bank (New York, NY)
- …York, New York, United States of America **Hours:** 40 **Line of Business:** TD Securities **Pay Detail:** $95,000 - $115,000 USD TD is committed to providing fair ... for this role. **Job Description:** Preferred Qualifications: **Company Overview** TD Securities provides a wide range of capital market products and services… more
- NBT Bank (Norwich, NY)
- …Job Characteristics and Requirements: This position requires an understanding of the operations function, securities movement and controls unique to the trust ... and recommends new methods and procedures to make daily operations more efficient. Acts as a the senior ...operations more efficient. Acts as a the senior operations person (within Trust Operations ) with regard… more
- Janus Henderson Investors (New York, NY)
- …with your own, we would love to hear from you! Your opportunity The Fund Operations Manager serves as the primary point of contact and dedicated liaison for ... of our Investment Advisory Code of Ethics related to personal securities activities and other disclosure and certification requirements, including past political… more