- MUFG (New York, NY)
- …Aviation) to the credit insurance market. + Manage CI related operations including documentation, booking, invoicing, amendments, RWA relief, counterparty limits and ... is not subject to a statutory disqualification pursuant to Section 3(a)(39) of the Securities and Exchange Act of 1934 or Section 8a(2) or 8a(3) of the Commodity… more
- TD Bank (New York, NY)
- …Commercial leadership as well as with other potential partners such as TD Securities , and TD Wealth Canada + Provides accurate, organized and efficient operational ... tracking data, and researching information, etc. to ensure effective operations of the business supported + Assesses risks and...of current compliance and regulatory issues related to US Securities and financial markets (OCC, SEC, FINRA, and State… more
- TD Bank (New York, NY)
- …York, New York, United States of America **Hours:** 40 **Line of Business:** TD Securities **Pay Detail:** $100,000 - $130,000 USD TD is committed to providing fair ... that support the Payments and Deposit Services of TD Securities . Our mission is 'To Deliver World Class Service'...Demonstrated storytelling skills and documentation skills. The Senior TDS Operations Analyst will act as a cross functional process… more
- SMBC (New York, NY)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC MANUBANK, JRI America, Inc.,… more
- TD Bank (New York, NY)
- …Monitoring & Investigations **Reports to:** Director, Financial Crime Risk Oversight, TD Securities , US **Position Summary** The US FCRM TDS Business Oversight team ... supports TD Securities in developing, implementing, and maintaining a robust financial...maintain the TDS US FCRM program. + Advise TDS Operations and other 1st line support functions on interpretation… more
- TD Bank (New York, NY)
- …York, New York, United States of America **Hours:** 40 **Line of Business:** TD Securities **Pay Detail:** $300,000 - $300,000 USD TD is committed to providing fair ... **Depth & Scope:** + Liaises with the Banks other operations in New York to assist in meeting the...relevant trading personnel + Understands and complies with TD Securities (USA) Policies, regulatory and compliance requirements, ensuring that… more
- TD Bank (New York, NY)
- …Commodity) valuation, trading risk and enterprise market risk platforms for TD Securities . This suite of applications utilize the latest in technology and devOps ... 10+ years of experience supporting interest rate derivatives trading operations from front to back + Seasoned capabilities to...3,500 people in 13 offices around the world, TD Securities provides a wide range of capital market products… more
- TD Bank (New York, NY)
- …FCRM Compliance Officer **Reports to:** Director, Financial Crime Risk Oversight, TD Securities , US **Position Summary** The US FCRM TDS Business Oversight team ... supports TD Securities in developing, implementing, and maintaining a robust financial...maintain the TDS US FCRM program. + Advise TDS Operations and other 1st line support functions on interpretation… more
- Bank of America (New York, NY)
- …trading, and syndicate personnel. + Ongoing advice in connection with the day-to-day operations of the department on a wide variety of legal issues. Knowledge of ... the US securities laws, broker-dealer regulations, and banking regulations impacting the...offered a role with Bank of America, your hiring manager will provide you with information on the in-office… more
- TD Bank (New York, NY)
- …more specific details for this role. **Job Description:** Preferred Qualifications: TD Securities ' (TDS) Governance & Control (G&C) team partners with the TDS ... Director, TDS G&C, the primary role of the Senior Manager , TDS G&C is to support all TDS businesses...adequately considered, managed, and mitigated risks in day-to-day activities, operations , products, and services, and is operating within risk… more