- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Lead Product Manager for the Alternatives Investments Group as part of Wealth and Investment Management. Learn more ... and other internal divisions including consulting, marketing, legal, compliance and operations **Required Qualifications:** + 5+ years of Product Management, product… more
- Truist (Charlotte, NC)
- …activities of the funding desk, including working closely with Corporate Treasury Operations to ensure sufficient funds are purchased daily to meet Federal Reserve ... offering circulars and other SEC documents used for issuance of GBN/MTN securities . **General Description of Available Benefits for Eligible Employees of Truist… more
- Atria Wealth Solutions (King, NC)
- …plan. + Perform various additional duties as may be assigned by the Program Manager . + Develop and maintain long-term relationships based on trust and respect with ... and employee and customer referral programs, etc. + Keep all securities , insurance and licensing current through successful completion of Continuing Education… more
- Citigroup (Charlotte, NC)
- …portfolio consisting of Issued Debt, Intercompany Borrowings & Placements, AFS/HTM Securities , and Derivatives. CTI is responsible for managing central liquidity and ... notes, credit card securitizations and perform liability management for all capital securities issued through Citigroup and CBNA. CTI Summit Execution team works… more
- SMBC (Charlotte, NC)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC MANUBANK, JRI America, Inc.,… more
- SMBC (Charlotte, NC)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC MANUBANK, JRI America, Inc.,… more
- Citigroup (Charlotte, NC)
- …portfolio consisting of Issued Debt, Intercompany Borrowings & Placements, AFS/HTM Securities , and Derivatives. CTI is responsible for managing central liquidity and ... notes, credit card securitizations and perform liability management for all capital securities issued through Citigroup and CBNA. CTI Summit Execution team works… more
- Wells Fargo (Charlotte, NC)
- …throughout the deal process + Interact with CLO issuers and asset manager clients, investors, rating agencies, legal counsel, and internally with syndicate and ... sales, middle office and operations personnel + Carry out the execution process of...FINRA recognized equivalents will be accepted. + Registration for Securities Industry Essentials (SIE) exam must be completed within… more
- Wells Fargo (Charlotte, NC)
- …(FCM) in Capital Markets as a part of our Corporate Investment Banking (CIB) Operations division. Learn more about our career areas and lines of business at ... challenges related to complex derivative products + Receive direction from manager and exercise independent judgement while developing an understanding of procedures… more
- Wells Fargo (Charlotte, NC)
- …of scalable tools and educational resources. About Conduct Risk and Enterprise Compliance Operations (CR & ECO): CR & ECO sets requirements and provides subject ... this role, you will:** + Report to the Compliance Manager on the PAD Team and collaborate across PAD...military experience, education + Must possess FINRA Series 7 securities license within 12 months of accepting role **Desired… more