- Capital One (New York, NY)
- …team, the candidate will focus on operational and compliance audits, including operations of investment ( securities and transactions). Responsibilities: + Lead ... Principal Auditor (Experienced Senior Auditor), Corporate Compliance & Securities / Transactions Audits (Hybrid) Capital One's Audit function is a dedicated group of… more
- Guardian Life (New York, NY)
- The Operations Specialist will serve as the expert on all aspects of our managed account model management, trading platform, annuity operations as well as ... Account Proposals as well as our Digital strategy. The Operations Specialist will intimately understand how our...in a fast-paced environment where best in class customer service is your standard. You are patient, empathetic, detail… more
- TD Bank (New York, NY)
- …this role. **Job Description:** **Position:** Financial Crime Risk Oversight Specialist , Transaction Monitoring & Investigations **Reports to:** Director, Financial ... Crime Risk Oversight, TD Securities , US **Position Summary** The US FCRM TDS Business...maintain the TDS US FCRM program. + Advise TDS Operations and other 1st line support functions on interpretation… more
- Bloomberg (New York, NY)
- RISK Implementation Specialist , Enterprise Service , Bloomberg Financial Solutions Location New York Business Area Sales and Client Service Ref # 10044995 ... employees alike. Our team comprises several key pillars: sales, service , operations , culture and brand. As a...as well as an in-depth knowledge of cross asset securities pricing and valuation. During the onboarding phase, you… more
- TD Bank (New York, NY)
- …to provide expert advice and counsel in system planning, performance, integration, operations and development. **Depth & Scope:** + Manages the development, delivery ... and technical interfaces to ensure a high level of service and support to the client and efficient system...essential functions for ADA purposes. **Who We Are** TD Securities offers a wide range of capital markets products… more
- Citigroup (New York, NY)
- …to oversee and drive the most important strategic efforts within Cybersecurity Operations . This specialist will be responsible for refining requirements, ... **Cybersecurity Operations Strategic Solutions Lead - Senior Vice President**...including consumer banking and credit, corporate and investment banking, securities brokerage, transaction services, and wealth management. As a… more
- TD Bank (New York, NY)
- …documents, and investigates processes/exceptions arising from transactions/processes beyond first level operations service delivery + Leads work streams by ... Securities . Our mission is 'To Deliver World Class Service ' to all internal and external clients as we...Demonstrated storytelling skills and documentation skills. The Senior TDS Operations Analyst will act as a cross functional process… more
- TD Bank (New York, NY)
- …have adequately considered, managed, and mitigated risks in day-to-day activities, operations , products and services, and are operating within risk appetite in ... and Control, the Manager supports Change Governance Programs across TD Securities (Globally), ensuring a strategic, risk-based approach for alignment with Enterprise… more
- TD Bank (New York, NY)
- …team member has a chance to make a tangible impact - both in day-to-day operations and in the design of a future-focused compliance program. This not just about ... collaborative and creative in your approach. You will manage day-to-day operations while also helping design and implement a forward-thinking compliance program… more
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