- BMO Financial Group (New York, NY)
- …The developer will continually interact with multiple teams including sales/marketing/quants/ operations to implement new robust trading features and improve on ... implement changes to the trading system + Communicate with operations teams about new features and existing strategy behaviors...and accepted modeling practices. + Performs as a specialist in all areas of the software life cycle… more
- Scotiabank (New York, NY)
- …overall success by covering a wide array of credit accounts as a specialist salesperson. The Director shall distribute Primary and secondary Leveraged Loans, High ... Yield Bonds, and in some cases, Private Placement and Investment Grade securities to Scotiabank's investing clients. This role will look to grow and support… more
- Wellington (New York, NY)
- …channel and related strategic initiatives. The successful candidate will join a specialist legal team that collaborates closely with our business and Compliance ... regulatory examinations + Collaborating with Compliance, Client teams, and Operations to ensure legal and regulatory risk is appropriately...1940, the Investment Advisers Act of 1940, and the Securities Exchange Act of 1934 + Experience with legal… more
- Capital One (New York, NY)
- …team. As a member of the Audit team, the candidate will focus on operations of investment ( securities and transactions). Responsibilities: + Lead small audits, ... Accountant (CPA), Certified Regulatory Compliance Manager (CRCM), or Certified Anti-Money Laundering Specialist (CAMS) At this time, Capital One will not sponsor a… more
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