- Travel + Leisure Co. (Orlando, FL)
- …inspiration into exceptional experiences for millions of travelers worldwide. The **Legal Specialist - Subsidiary Governance** is responsible for assisting in all ... corporate record-keeping functions for all subsidiaries of a dynamic...Shine:** + Subsidiary Governance - Assist in the day-to-day operations of over 290 subsidiaries, including planning, coordinating, and… more
- HSBC (Miami, FL)
- …client base, including advisor-led and Self-Directed via phone and email. The Specialist also supports inquiries from Wealth Centers and internal clients such as ... WRMs (Wealth Relationship Managers), Wealth Operations staff, Compliance and Sales Management. Responsible for receiving and executing domestic and international … more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- … Operations Professional - Financial Industry Regulatory Authority (FINRA), Securities Industry Essentials Exam (SIE) - Financial Industry Regulatory Authority ... 12 days per month in one of the following corporate home office locations: St. Petersburg, FL, Memphis, TN,...Petersburg, FL, Memphis, TN, or Southfield, MI. The Regulatory Operations Analyst plays a key role in supporting the… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …knowledge of managed account practices. + Principles of banking and finance and securities industry trading and operations . + Knowledge of products, including ... work 2-3 days a week at one of our corporate offices in Memphis, TN, or Saint Petersburg, FL._...Experience** General Experience - 4 to 6 months **Certifications** Securities Industry Essentials Exam (SIE) - Financial Industry Regulatory… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …knowledge of managed account practices. + Principles of banking and finance and securities industry trading and operations . + Financial markets and investment ... one of our Memphis, TN, or Saint Petersburg, FL, corporate offices._ As part of the AMS Trading team,...General Experience - 13 months to 3 years **Certifications** Securities Industry Essentials Exam (SIE) - Financial Industry Regulatory… more
- TD Bank (Fort Lauderdale, FL)
- …team member has a chance to make a tangible impact - both in day-to-day operations and in the design of a future-focused compliance program. This not just about ... collaborative and creative in your approach. You will manage day-to-day operations while also helping design and implement a forward-thinking compliance program… more
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