• Principal Auditor (Experienced Senior Auditor)…

    Capital One (Chicago, IL)
    …team. As a member of the Audit team, the candidate will focus on operations of investment ( securities and transactions). Responsibilities: + Lead small audits, ... Principal Auditor (Experienced Senior Auditor) Corporate Compliance Audits (Hybrid) Capital One's Audit function is a dedicated group of professionals focused on… more
    Capital One (11/04/25)
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  • Counsel

    Wellington (Chicago, IL)
    …channel and related strategic initiatives. The successful candidate will join a specialist legal team that collaborates closely with our business and Compliance ... regulatory examinations + Collaborating with Compliance, Client teams, and Operations to ensure legal and regulatory risk is appropriately...1940, the Investment Advisers Act of 1940, and the Securities Exchange Act of 1934 + Experience with legal… more
    Wellington (12/18/25)
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