- Capital One (New York, NY)
- Principal Auditor (Experienced Senior Auditor), Corporate Compliance & Securities / Transactions Audits (Hybrid) Capital One's Audit function is a dedicated ... team, the candidate will focus on operational and compliance audits, including operations of investment ( securities and transactions). Responsibilities: + Lead… more
- TD Bank (New York, NY)
- …who can provide you more specific details for this role. **Job Description:** At TD Securities , the CIB Credit function is an integral part of the full suite of ... we offer under Investment Banking. Our Investment Banking professionals provide corporate and institutional clients with capital markets and banking advice and… more
- CIBC (New York, NY)
- …**What You'll Be Doing:** The Capital Markets Compliance Examination Specialist is responsible for the execution of the US Compliance ... Markets line of business, which includes global markets, investment banking and corporate banking services provided through the US broker-dealer, CIBC World Markets… more
- SMBC (New York, NY)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... Group offers a range of commercial and investment banking services to its corporate , institutional, and municipal clients. It connects a diverse client base to local… more
- Bank of America (New York, NY)
- Markets Support Specialist New York, New York **To proceed with your application, you must be at least 18 years of age.** Acknowledge Refer a friend **To proceed ... must be at least 18 years of age.** Acknowledge (https://ghr.wd1.myworkdayjobs.com/Lateral-US/job/New-York/Markets-Support- Specialist \_25026230-2) **Job Description:** **About Us** At Bank of America,… more
- TD Bank (New York, NY)
- …York, New York, United States of America **Hours:** 40 **Line of Business:** TD Securities **Pay Detail:** $120,000 - $170,000 USD TD is committed to providing fair ... role. **Job Description:** Preferred Qualifications: **Preferred Qualifications:** **The VP Operations TDS will provide operational support & leadership for Fixed… more
- TD Bank (New York, NY)
- …have adequately considered, managed, and mitigated risks in day-to-day activities, operations , products and services, and are operating within risk appetite in ... and Control, the Manager supports Change Governance Programs across TD Securities (Globally), ensuring a strategic, risk-based approach for alignment with Enterprise… more
- TD Bank (New York, NY)
- …York, New York, United States of America **Hours:** 40 **Line of Business:** TD Securities **Pay Detail:** $170,000 - $208,000 USD TD is committed to providing fair ... for audit preparedness + Providing tax counsel to the corporate tax compliance and tax audit functions + Monitoring...field and knowledge of broader related areas + Senior specialist providing advisory support within area of domain expertise… more
- SMBC (New York, NY)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... Group offers a range of commercial and investment banking services to its corporate , institutional, and municipal clients. It connects a diverse client base to local… more
- Citigroup (Getzville, NY)
- Asset Servicing is a Markets Operations group represented globally across the NAM, EMEA and APAC regions. The Asset Servicing department is responsible for ... processing Corporate Actions and Income events for Firms and client's...Lending, Repo, and SWAPS for Equity and Fixed Income securities . This position will primarily focus on processing activities… more