- Citigroup (Getzville, NY)
- The Securities & Derivatives Group Manager is a senior management level position responsible for accomplishing results through the management of a team or ... objective of this role is to ensure the seamless delivery of securities and derivatives transactions. **Responsibilities:** + Manage a complex critical large… more
- Capital One (New York, NY)
- Principal Auditor (Experienced Senior Auditor), Corporate Compliance & Securities / Transactions Audits (Hybrid) Capital One's Audit function is a dedicated ... focus on operational and compliance audits, including operations of investment ( securities and transactions). Responsibilities: + Lead small audits, or own… more
- Bloomberg (New York, NY)
- Senior Software Engineer - Listed Securities EMS Location New York Business Area Engineering and CTO Ref # 10045488 **Description & Requirements** **Our Team** ... The Listed Securities - Execution Management System (EMS) Engineering team owns and supports a real-time, distributed, transactional trading platform. This product… more
- JPMorgan Chase (New York, NY)
- …delivery and management of business strategies. You will work closely with senior leadership within Securities Services to provide outstanding Business ... Join the Securities Services Business Management team as a high-performing...Business Manager (COO) within the Commercial & Investment Bank Securities Services organization, you will optimize business performance by… more
- TD Bank (New York, NY)
- …New York, United States of America **Hours:** 40 **Line of Business:** TD Securities **Pay Detail:** - TD is committed to providing fair and equitable compensation ... specific details for this role. **Job Description:** **Preferred Qualifications:** ** Senior Financial Analyst** **Technical Competencies:** + **Financial & Management… more
- TD Bank (New York, NY)
- …York, New York, United States of America **Hours:** 40 **Line of Business:** TD Securities **Pay Detail:** $250,000 - $250,000 USD TD is committed to providing fair ... more specific details for this role. **Job Description:** TD Securities (TDS) provides a wide range of capital market...of the product management function and provide advice to senior leadership. + Ability to establish goals and objectives… more
- JPMorgan Chase (Brooklyn, NY)
- …delivery and management of Operations strategies. You will work closely with senior Managing Directors within Securities Services Operations and their Leadership ... Join the Securities Services Operations Business Management team as a...communication strategies, and creating ad-hoc analysis and presentations for senior management. **Job Responsibilities:** + Organize complex information strategically,… more
- TD Bank (New York, NY)
- …you more specific details for this role. **Job Description:** **Preferred Qualifications:** This Senior Compliance Officer is a key member of the TDS US Compliance ... judgment and ability to closely partner with and advise senior and line managers and other stakeholders on regulatory...in Word, Excel and PowerPoint **Who We Are** TD Securities offers a wide range of capital markets products… more
- Guardian Life (Albany, NY)
- …Do you want to be part of a collaborative Compliance Legal Team? As a Senior Compliance Analyst, Park Avenue Securities , and Park Avenue Investment Advisory, you ... will conduct branch office inspections using risk-based testing methodologies to ensure compliance with FINRA Rule 3110 and, in certain circumstances, various state insurance laws. The Lead Compliance Analyst is responsible for developing a risk-based plan for… more
- Citigroup (New York, NY)
- **Agency Securities Lending Trader - Securities Finance - New York** Securities Finance encompasses the Agency Securities Lending (ASL), Directed Agent ... investors to enhance their portfolio returns through intrinsic value securities lending, liquidity management, and collateral optimization. Citi's key strengths… more