- Citigroup (New York, NY)
- …services, including consumer banking and credit, corporate and investment banking, securities brokerage, transaction services, and wealth management. As a bank with ... **Overview of the Role:** The Data Owner Sr Lead Analyst is a senior level professional responsible for delivering subject matter and industry expertise for Data… more
- Citigroup (New York, NY)
- …Client, International Private Bank and Citi Private Bank brands _._ The Senior Wealth Management Relationship Manager is responsible for coordinating and managing ... of key product structures (mutual funds, SMAs, alternatives, ETFs, etc) + FINRA Securities Industry Essentials (SIE), FINRA Series 7 and Series 66 (or 65/63). +… more
- JPMorgan Chase (Brooklyn, NY)
- …the collateral infrastructure for both firm and client obligations across securities financing and derivatives transactions. As a Collateral Eligibility Business ... Architecture Senior Associate, you will be responsible for data governance, product roadmap, business integration, and ongoing support for JP Morgan's… more
- Bloomberg (New York, NY)
- Senior Data Management Professional - Data Product Owner - Entities Data Location New York Business Area Data Ref # 10043937 **Description & Requirements** Bloomberg ... powers a wide range of financial applications-from mapping issuers to securities and understanding corporate hierarchies, to identifying exposure to private market… more
- BMO Financial Group (New York, NY)
- …best execution/order handling, and Market Access. + Strong knowledge of applicable securities laws, rules and regulations with the ability to assess firm impact. ... Series 7, 63, 24 a plus. + Typically minimum of 6 years of relevant experience and post-secondary degree in related field of study or an equivalent combination of education and experience. + Recognized compliance certificate or equivalent preferred. + Skilled… more
- Citigroup (New York, NY)
- …including consumer banking and credit, corporate and investment banking, securities brokerage, transaction services, and wealth management. Our core activities ... are safeguarding assets, lending money, making payments and accessing the capital markets on behalf of our clients. Citi's Mission and Value Proposition explains what we do and Citi Leadership Standards explain how we do it. Our mission is to serve as a… more
- MUFG (New York, NY)
- …is not subject to a statutory disqualification pursuant to Section 3(a)(39) of the Securities and Exchange Act of 1934 or Section 8a(2) or 8a(3) of the Commodity ... Exchange Act, and (b) they do not conflict with the background screening requirements of the Financial Industry Regulatory Authority (FINRA) and the National Futures Association (NFA). The major responsibilities listed above are the material job duties of this… more
- Unity Technologies (New York, NY)
- …description** **The opportunity** Unity is looking for a Vice President, Corporate and Securities to join its Legal team. In this role, you will be responsible ... advising on a broad range of general corporate and securities law issues in support of Unity's corporate governance,...levels of the business. This role reports to the Senior Vice President, Chief Legal Officer of Unity, and… more
- SMBC (New York, NY)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC MANUBANK, JRI America, Inc.,… more
- TD Bank (New York, NY)
- …York, New York, United States of America **Hours:** 40 **Line of Business:** TD Securities **Pay Detail:** $80,000 - $103,000 USD TD is committed to providing fair ... **Job Description:** **Position Title:** Finance Analyst (L9) **Business Unit:** TD Securities **Division/Region:** TD Securities USA (New York/Canada) **Report… more