- TD Bank (New York, NY)
- …can provide you more specific details for this role. **Job Description:** The TD Securities Compliance team is seeking a Senior Compliance Officer to join the ... Surveillance Compliance professionals engage with key stakeholders across TD Securities (TDS), including Markets Sales and Trading leaders, Technology, Advisory… more
- TD Bank (New York, NY)
- …York, New York, United States of America **Hours:** 40 **Line of Business:** TD Securities **Pay Detail:** $250,000 - $275,000 USD TD is committed to providing fair ... can provide you more specific details for this role. **Job Description:** TD Securities provides a wide range of capital market products and services to corporate,… more
- TD Bank (New York, NY)
- …programs, policies and practices globally for Investment Banking Compliance within TD Securities (USA) LLC. + Ensure comprehensive and robust policies and procedures ... (including written supervisory procedures) governing investment banking, securities underwriting, private placements. + Provides strategic vision to the development… more
- Truist (New York, NY)
- …as a proxy for the Wholesale Business Unit Risk Team with senior leadership, committee presentations, audit or regulators. **Essential Duties and Responsibilities** ... governance, and analytic abilities. Ability to provide effective challenge to senior leaders and business partners. Demonstrated proficiency in basic computer… more
- TD Bank (New York, NY)
- …who can provide you more specific details for this role. **Job Description:** At TD Securities , the CIB Credit function is an integral part of the full suite of ... markets and banking advice and transaction executions worldwide. TD Securities offers its US based employees the advantage of...industry, gaining valuable experience while you develop into a senior banker. You will be exposed to a wide… more
- TD Bank (New York, NY)
- …who can provide you more specific details for this role. **Job Description:** At TD Securities , the CIB Credit function is an integral part of the full suite of ... markets and banking advice and transaction executions worldwide. TD Securities offers its US based employees the advantage of...industry, gaining valuable experience while you develop into a senior banker. You will be exposed to a wide… more
- TD Bank (New York, NY)
- …an experienced Conflicts Officer to join our Compliance Control Room at TD Securities . This role is critical in reviewing, managing and mitigating conflicts of ... assess, and resolve potential and actual conflicts of interest across TDS Securities with a primary focus on Corporate and Investment Banking, Capital Markets,… more
- JPMorgan Chase (New York, NY)
- …driving client requirements gathering and proposing target solutions in the Securities Services industry. Your expertise will ensure seamless project execution and ... and clients. + Actively represent Implementation team at a range of senior forums. **Required qualifications, capabilities, and skills** + Working knowledge of… more
- Wells Fargo (New York, NY)
- …talent. It all begins with you. Wells Fargo Bank NA seeks a Lead Securities Quantitative Analytics Specialist in New York, NY. Job Role and Responsibility: Lead ... impact and act as key participant in large-scale planning for Securities Quantitative Analytics. Develop automated trading algorithms, create cutting-edge derivative… more
- TD Bank (New York, NY)
- …will support the continued integration of a complex global equity platform into TD Securities (USA) LLC and into the overall Compliance Framework. Focus will be on ... **Position Requirements** + 7+ years of Compliance experience, including Securities Advisory experience. Knowledge of trading algorithms, alternative trading systems… more