- Wells Fargo (New York, NY)
- …visits, and other client interactions to gain exposure to key executives and senior bankers + Developing and mentoring junior talent + Collaborating and consulting ... **Job Expectations:** + FINRA Series 63, 79, and the Securities Industry Essentials (SIE) must be completed within 90...subject to comply with 17 CFR 240.17f-2 of the Securities Exchange Act of 1934 and FINRA Bylaws, Article… more
- TD Bank (New York, NY)
- …York, New York, United States of America **Hours:** 40 **Line of Business:** TD Securities **Pay Detail:** $170,000 - $208,000 USD TD is committed to providing fair ... complex field and knowledge of broader related areas + Senior specialist providing advisory support within area of domain...essential functions for ADA purposes. **Who We Are** TD Securities offers a wide range of capital markets products… more
- University of Rochester (Rochester, NY)
- …annuities, pooled income funds, University of Rochester Donor Advised Funds, publicly traded securities , real estate, closely held securities and other hard to ... Giving program via select milestone reunions for various schools as assigned by the Senior Director of Gift Planning and recruit volunteers to share their stories as… more
- SMBC (New York, NY)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC MANUBANK, JRI America, Inc.,… more
- SMBC (New York, NY)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC MANUBANK, JRI America, Inc.,… more
- SMBC (New York, NY)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC MANUBANK, JRI America, Inc.,… more
- Raymond James Financial, Inc. (New York, NY)
- …process. + Fundamental investment concepts, practices and procedures used in the securities industry. + Principles of banking and finance and securities ... effectively, both orally and in writing, with all organizational levels, including senior management. + Lead meetings and contribute to team efforts by ensuring… more
- MUFG (New York, NY)
- …business management partners to the trading desk leads across Rates, Credit, Securities Financing, Structured Solutions and Equities. * Assist with strategic and ... and deliver performance reporting, KPIs, and strategic business updates to senior management. * Facilitate interactions between front office, finance, legal, risk,… more
- SMBC (New York, NY)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC MANUBANK, JRI America, Inc.,… more
- SMBC (New York, NY)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC MANUBANK, JRI America, Inc.,… more