• Counterparty Credit Risk - Governance & Strategy…

    SMBC (New York, NY)
    …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC MANUBANK, JRI America, Inc.,… more
    SMBC (06/10/25)
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  • Audit Director- Sales and Trading

    SMBC (New York, NY)
    …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC MANUBANK, JRI America, Inc.,… more
    SMBC (05/28/25)
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  • SVP, Risk Regulatory Engagement Lead - Banking…

    Citigroup (New York, NY)
    …including Consumer Banking and Credit, Corporate and Investment Banking, Securities Brokerage, Transaction Services, and Wealth Management. Our core activities ... culminate in consistent messaging. In addition, there is opportunity to provide Senior Management with themes that emerge from the feedback received through these… more
    Citigroup (08/15/25)
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  • Sr. Analyst, Asset Management, Debt & Alternatives

    Harbor Group Management (New York, NY)
    …customer service and providing exquisite living experience for our residents. Senior Analyst, Debt & Alternatives Asset Management Location: Onsite, New York, ... NY The Senior Analyst, Debt & Alternatives Asset Management is part...the whole loan, mezzanine loan, preferred equity, and debt securities portfolio as well as general loan servicing support.… more
    Harbor Group Management (07/22/25)
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  • Deputy Chief Compliance and Risk Officer,…

    HUB International (New York, NY)
    …Deputy Chief Compliance and Risk Officer, will be a highly visible, senior leadership position, reporting directly into the Global/Executive Chief Compliance and ... Risk Officer, working closely with RPW senior leadership to collectively support the growing RPW business...and procedures designed to prevent violations of the federal securities laws such as the SEC Investment Adviser Act… more
    HUB International (08/21/25)
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  • Associate - Strategic Accounts Relationship…

    BlackRock (New York, NY)
    …RIAs, Custodians, TAMPs, and Wealthtech providers. The team encompasses Senior Relationship Managers, Relationship Managers and Relationship Management Associates & ... is to work alongside and in support of a Senior Relationship Manager. Together they are responsible for growing...degree required. + NASD series 7, 63 and 65 securities licenses (or 66) required. + Clean compliance record… more
    BlackRock (08/17/25)
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  • Vice President, Fixed Income Strategy

    BlackRock (New York, NY)
    …together BlackRock's global trading, financing and financial resource management, securities lending, ETF markets, cash management, and index investments businesses ... firm via presentations, meetings, written communications, etc. + Craft the narrative and senior stakeholder material for the overall body of work and to enable… more
    BlackRock (08/14/25)
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  • Director, Compliance, Global Control Room…

    TD Bank (New York, NY)
    …for enhancements, to the Global Head of Global Control Room and Compliance senior management. + **Global Control Room Portfolio Management** : Work with the Head ... report on the status of Global Control Room to senior governance and Boards. As needed, report in ...essential functions for ADA purposes. **Who We Are** TD Securities offers a wide range of capital markets products… more
    TD Bank (06/02/25)
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  • Finance Data Execution and Governance Director

    Citigroup (New York, NY)
    …services, including consumer banking and credit, corporate and investment banking, securities brokerage, transaction services, and wealth management. As a bank with ... **Overview of the Role:** The Finance Data Execution and Governance Director is a senior level role managing a team responsible for facilitating all aspects of the… more
    Citigroup (08/21/25)
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  • National Commercial Real Estate Dir. II - Licensed…

    Fifth Third Bank, NA (New York, NY)
    …large financial and strong asset bases. This position is the most senior level individual contributor focused on relationship management. Individuals in this ... all customers and businesses. + Develops good working relationships with peers and senior leaders in National Commercial Real Estate and the rest of the… more
    Fifth Third Bank, NA (08/20/25)
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