- TD Bank (New York, NY)
- …will support the continued integration of a complex global equity platform into TD Securities (USA) LLC and into the overall Compliance Framework. Focus will be on ... **Position Requirements** + 7+ years of Compliance experience, including Securities Advisory experience. Knowledge of trading algorithms, alternative trading systems… more
- JPMorgan Chase (New York, NY)
- …Manage the implementation of new and incremental client business into the Securities Services organization within JP Morgan's Corporate Investment Bank. Your role ... and Insurance Companies. Solutions and Implementation activity encompasses all Securities Services products including Custody, Fund Accounting & Administration,… more
- TD Bank (New York, NY)
- …Description:** The Global Markets Documentation Team is an integral part of TD Securities . The group provides best-of-class service to business partners in TD Bank ... responsible for providing best-of-class service to clients of TD Securities and internal business partners by preparing and negotiating...funds. + Lead or participate in internal calls with senior credit officers and front office contacts, as well… more
- Citigroup (New York, NY)
- **Citi Wealth Lending - Global Head of Securities Based Lending** Citi Wealth is a leading provider of financial solutions for affluent, high net worth and ... families, including entrepreneurs and business owners, single-and multi-family offices, senior corporate executives, next generation/inherited wealth, law firms and… more
- TD Bank (New York, NY)
- …Team in Global Markets Transaction Management is an integral part of TD Securities . The group provides best-of-class service to business partners in TD Bank ... will be responsible for providing best-of-class service to clients of TD Securities and internal business partners by preparing and negotiating legal documentation… more
- TD Bank (New York, NY)
- …Compliance **Job Description:** The Compliance Director, Commercial, Operations and Securities Testing provides thought leadership into the strategic vision for ... trends, key issues and action plans + Cultivates strong relationships with senior management across TD + Participates on executive committees as appropriate to… more
- TD Bank (New York, NY)
- …analysis and execute requite implementation. + Provide ongoing reporting to senior management + Develop and deliver proactive strategies and tactics that ... has enterprise wide impact or accountability. + Position deals with senior /executive management. + Key contact for business management, regulators and… more
- TD Bank (New York, NY)
- …regulatory change. The Global Markets Supervision (GMS) team partners with TD Securities ' Global Markets Supervisors to meet their accountabilities for the oversight ... issues (eg 6-12 months) + Generally reports to a Senior Manager or above **Core Accountabilities:** Scope of Supervision...essential functions for ADA purposes. **Who We Are** TD Securities offers a wide range of capital markets products… more
- JPMorgan Chase (New York, NY)
- As a Client Service Manager (CSM) in Securities Services, you will join the client service team and have an assigned book of clients. You will have ultimate ... Associate(s) and work with VP counterparts to manage client relationships. + Introduce Senior JPM Management to your clients. + Maintain client profiles and service… more
- Capgemini (New York, NY)
- Sr. Business System Analyst - Wealth Management & Securities Choosing Capgemini means choosing a company where you will be empowered to shape your career in the way ... + 12+ years of experience as a Business Analyst in Wealth Management/ Securities Master. + Proven experience in implementing Product Master solutions. + Solid… more