- MUFG (New York, NY)
- …objectives. + Prepare and present select Quarterly Watch List credits to senior credit officers. + Understand and maintain knowledge of industries represented in ... is not subject to a statutory disqualification pursuant to Section 3(a)(39) of the Securities and Exchange Act of 1934 or Section 8a(2) or 8a(3) of the Commodity… more
- Cardinal Health (Albany, NY)
- …image. This function provides legal counsel related to commercial, corporate securities , intellectual property, labor and employment, and regulatory law, among other ... and customers * Interacts with internal and/or external leaders, including senior management * Persuades others into agreement in sensitive situations while… more
- MUFG (New York, NY)
- …to complex corporate clients and prospects in the above verticals. Support senior management with various initiatives, as well as keeping internal coverage partners ... is not subject to a statutory disqualification pursuant to Section 3(a)(39) of the Securities and Exchange Act of 1934 or Section 8a(2) or 8a(3) of the Commodity… more
- CGI Technologies and Solutions, Inc. (New York, NY)
- …execution to settlement in one of the following areas: o Equity Derivatives o Securities Lending o Fixed Income * Able to interact with multiple teams & functions: ... Traders, developers, Operations, up to senior management. * Must have strong verbal and written communication skills and proficiency for detailed documentation. *… more
- Citigroup (New York, NY)
- …Compliance Landscape** + **SEC Regulations:** Comprehensive understanding of SEC rules (eg, Securities Act of 1933, Exchange Act of 1934) and specific DR-related ... Exceptional ability to establish and nurture trust-based relationships with senior decision-makers. + **Communication & Presentation:** Outstanding verbal and… more
- HSBC (New York, NY)
- …to succeed in this role: + Extensive experience in capital markets, securities services, structured finance, transaction banking and asset management + Ability to ... skills + Ability to form effective relationships, exercising influence at the most senior level of the organization, both internally and externally + FINRA Series 7,… more
- MUFG (New York, NY)
- …**Responsibilities** : + Sell rates products to institutional investor clients + Support senior sales people in a variety of ways (including booking trades) + Manage ... is not subject to a statutory disqualification pursuant to Section 3(a)(39) of the Securities and Exchange Act of 1934 or Section 8a(2) or 8a(3) of the Commodity… more
- City of New York (New York, NY)
- …issuers develop post-issuance compliance policies and procedures in accordance with securities laws. - Tracking, reviewing, researching, analyzing and filing all ... documents. - Producing transaction documents under strict deadlines and working with senior New York City policymakers; - and - Assisting Division attorneys in… more
- MUFG (New York, NY)
- …skills a plus. + Effective communication skills and ability to work with senior credit officers, business partners, and clients. + Able to work independently, ... is not subject to a statutory disqualification pursuant to Section 3(a)(39) of the Securities and Exchange Act of 1934 or Section 8a(2) or 8a(3) of the Commodity… more
- HSBC (Buffalo, NY)
- …communicate issues and associated risks to the stakeholders and assist the Senior Audit Manager in drafting audit observations and issues, identifying the root ... risks. Experience in assurance or audit roles preferred. Experience in securities compliance is a plus + Preferably bachelors/master's in accounting, Finance,… more