- MUFG (New York, NY)
- …and regulatory guidelines + Report and present Counterparty Credit Risks to senior management, risk committees, and regulators + Work with the risk analytics ... is not subject to a statutory disqualification pursuant to Section 3(a)(39) of the Securities and Exchange Act of 1934 or Section 8a(2) or 8a(3) of the Commodity… more
- Citigroup (New York, NY)
- …families, including entrepreneurs and business owners, single-and multi-family offices, senior corporate executives, next generation/inherited wealth, law firms and ... loans secured by a variety of asset classes including complex marketable securities loans and less liquid financial assets, commercial real estate to more… more
- MUFG (New York, NY)
- …+ Prepare and present committee packages and supplemental information to senior management + Continuous development and enhancement of existing liquidity management ... is not subject to a statutory disqualification pursuant to Section 3(a)(39) of the Securities and Exchange Act of 1934 or Section 8a(2) or 8a(3) of the Commodity… more
- Bloomberg (New York, NY)
- …they need it, in the format they prefer. Out of the millions of securities that exist, most are thinly traded and difficult to price. Historically, subjective broker ... can expect defensible pricing with insight into the market data inputs used. And senior executives will obtain a greater sense of control over their risk through the… more
- NBT Bank (Norwich, NY)
- …methods and procedures to make daily operations more efficient. Acts as a the senior operations person (within Trust Operations) with regard to sign off on daily ... and Requirements: This position requires an understanding of the operations function, securities movement and controls unique to the trust industry. The successful… more
- KeyBank (NY)
- …and projects. + Actively participate in regulatory examinations, as required. + Provide senior managers with reports and information for the purpose of day to day ... be considered + Prior experience in financial institution (i. e., bank and securities industry), compliance, Risk Management, or audit related activity + Ability to… more
- KeyBank (NY)
- …and projects. + Actively participate in regulatory examinations, as required. + Provide senior managers with reports and information for the purpose of day to day ... experience + Prior experience in financial institution (i. e., bank and securities industry), compliance, Risk Management, or audit related activity + Strong… more
- Citigroup (New York, NY)
- …communication skills required in order to negotiate internally and externally at a senior levels. Negotiations will have an impact on the business and are likely ... Private Bank banking and product systems, platforms, tools and capabilities. + FINRA Securities Licenses: Series 7 and 66 (or 63 & 65) **Education:** +… more
- TD Bank (New York, NY)
- …experience in financial services technology, with at least 5 years in a senior leadership role. . Proven experience managing technology for Product Control, Finance, ... and emerging financial regulations (eg, BCBS239, FRTB, Dodd-Frank). **Who We Are** TD Securities offers a wide range of capital markets products and services to… more
- Citigroup (New York, NY)
- …Vice President of Underwriting would work within our US Commercial Mortgage Back Securities (CMBS) group and be dedicated to a specific origination team that focuses ... internal appraisers and engineers, closing staff, outside counsel, and present transactions to senior managers, rating agencies and investors. Who we think will be a… more