- Citigroup (New York, NY)
- …with other products in Investor Services ie Fund Administration, FX & Agency Securities lending to provide seamless integration of Global Custody offering with these ... oral, with the gravitas to manage regulators, clients, boards as well as senior Citi management + Comfortable navigating ambiguity, coming to terms with and bringing… more
- JPMorgan Chase (New York, NY)
- …detailing company/credit analysis along with repayment modeling + Support senior bankers with overall client management responsibilities, idea generation and ... months of hire the FINRA Series 79, Series 63 and Securities Industry Essentials (SIE) licenses **Preferred Qualifications, Capabilities, and Skills** Bachelor's… more
- OTC Markets Group Inc (New York, NY)
- …engagement. The career path for this position includes advancement into senior event operations, client relationship management, or business development roles, with ... (OTCQX: OTCM) operates regulated markets for trading 12,000 US and international securities . Our data-driven disclosure standards form the foundation of our three… more
- JPMorgan Chase (New York, NY)
- …focused regulatory examinations and regulatory engagements conducted by banking and securities regulators, including the OCC, FRB, FDIC, SEC, FINRA, CME, NFA, ... good judgment in confidential situations, and proven experience interacting with senior management + Strong interpersonal, written, and oral communication skills +… more
- Equitable (New York, NY)
- …for the General Account. The successful candidate will work closely with senior team members, external investment managers, and cross-functional partners to support ... portfolios; ability to utilize relevant tools and techniques in managing clients' securities investments. **ABOUT EQUITABLE** At Equitable, we're a team committed to… more
- Mizuho Corporate Bank (New York, NY)
- …and reporting in JIRA + Provide appropriate information share and updates with senior management and other key stakeholders + Oversight of program and project level ... regulatory change management + Product knowledge of Loans, Derivatives, Securities , and Repurchase Agreements + Strong business, analytical, quantitative,… more
- Axis (New York, NY)
- …results + Fostering relationships and communicating extensively with senior executives, brokers, reinsurers, actuaries, underwriters, insureds, and auditors ... experience; Experience with D&O or other Financial Lines claims, securities class actions, shareholder derivative suits, government investigations, bankruptcy… more
- Citizens (New York, NY)
- …comprehensive industry knowledge, unique insight and actionable information. Our senior research analysts are charged with developing proprietary investment themes, ... of their responsibilities, the associate will be expected to study for and pass the Securities Industry Essentials (SIE) exam as well as the Series 86 and Series 87… more
- MUFG (New York, NY)
- …+ Assist in the preparation of Compliance reports for Compliance Management, Senior Management, Executive Committees, and Risk Committees etc. as required. In ... is not subject to a statutory disqualification pursuant to Section 3(a)(39) of the Securities and Exchange Act of 1934 or Section 8a(2) or 8a(3) of the Commodity… more
- SUNY Westchester Community College (Valhalla, NY)
- …(Administrative Services) and CFO: + Collaborates with the President and senior administrators to analyze, evaluate, and prioritize strategic initiatives that ... accounts receivable, state and federal grants, gifts, rents and royalties, investments, securities , and real estate; + Serves as the primary liaison to County… more