- TD Bank (New York, NY)
- …sales and trading, at a global financial institution. + Firm understanding of securities and derivatives rules and regulations, and the ability to learn new areas ... judgment and ability to closely partner with and advise senior and line managers and other stakeholders on regulatory...essential functions for ADA purposes. **Who We Are** TD Securities offers a wide range of capital markets products… more
- JPMorgan Chase (New York, NY)
- As a Client Service Manager (CSM) in Securities Services, you will join the client service team and support a book of clients. You will work closely with the VP to ... and resources required to successfully service clients. **Job responsibilities:** + Support senior members of the team to build relationships with the client base… more
- TD Bank (New York, NY)
- …disposition , reporting on the state of Surveillance program to the Board, senior management, and regulators, as needed, and effective check and challenge. Reporting ... recommendations for enhancements, to the Global Head of Surveillance and Compliance senior management. + Surveillance Portfolio Management: Work with the Head of… more
- TD Bank (New York, NY)
- …can provide you more specific details for this role. **Job Description:** The Senior Compliance Office provides advice, guidance and support to business units in ... functions **Depth & Scope:** + Works independently as the senior officer and may coach and educate others +...essential functions for ADA purposes. **Who We Are** TD Securities offers a wide range of capital markets products… more
- TD Bank (New York, NY)
- …has enterprise wide impact or accountability. + Position deals with senior /executive management. + Key contact for business management, regulators and ... judgment and ability to closely partner with and advise senior and line managers and other stakeholders on regulatory...essential functions for ADA purposes. **Who We Are** TD Securities offers a wide range of capital markets products… more
- TD Bank (New York, NY)
- …and Business Leaders. This role will support a subset of the TD Securities portfolio. The Specialized HR Associate provides specialized analytical support and act as ... with the ability to model, review and analyze data and present findings to senior leaders + Advanced working knowledge of Excel, Word, and Power Point, and a… more
- Raymond James Financial, Inc. (New York, NY)
- …ensuring adherence to SEC, FINRA, FRB Bank Holding Company, and state securities regulations. + Engage with senior business leaders, providing compliance ... and mitigate regulatory risks. As a key member of the RJF Compliance Senior Leadership Team, the Capital Markets Chief Compliance Officer will collaborate with … more
- Wells Fargo (New York, NY)
- …is seeking an Equity Derivative Sales Trader - Executive Director in Wells Fargo Securities . The role is a senior -level position responsible for selling Equity ... plans, specifications, resources, and long-term goals for highly complex business across Securities Sales Trading + Lead the strategy and resolution of highly… more
- TD Bank (New York, NY)
- …models + Build relationships and maintain direct contact with clients + Interact with senior TD Securities team members and client management teams on a daily ... States of America **Hours:** 40 **Line of Business:** TD Securities **Pay Detail:** $250,000 - $275,000 USD TD is...more specific details for this role. **Job Description:** TD Securities is currently seeking an experienced Vice President to… more
- Wells Fargo (New York, NY)
- …Wells Fargo is seeking a Front Office Equities Quant - Executive Director ( Senior Lead Securities Quantitative Analytics Specialist) in Corporate & Investment ... questions about deployed models. **Required Qualifications:** + 7+ years of Securities Quantitative Analytics experience, or equivalent demonstrated through one or a… more