- Raymond James Financial, Inc. (St. Petersburg, FL)
- …the independent contractor division, with a focus on delivering an exceptional client and advisor experience. This role is responsible for driving high-impact ... strategic vision with a hands-on approach and passion for exceptional service , growth and regulatory excellence. **LOCATION:** The Northeast Division of… more
- MUFG (Tampa, FL)
- …the globe, we're 150,000 colleagues, striving to make a difference for every client , organization, and community we serve. We stand for our values, building ... selected colleague will work at an MUFG office or client sites four days per week and work remotely...currently recruiting for an Associate Vice President, Middleware Cloud Services Engineer that will be located in Tampa, FL… more
- Fifth Third Bank, NA (Naples, FL)
- …and external client relationships. + Highly developed knowledge of the securities business, investment products and financial solutions . + Highly developed ... and assist themin efficiently identifying potential clients and providing solutions that align with client needs, financial...to focus on business development and growth. + Prioritize client needs and introduce services of other… more
- JPMorgan Chase (Jacksonville, FL)
- …goals-based financial planning advice and to deliver sophisticated products and solutions to meet their generational wealth management needs. As a Supervisory ... communicate changes to team members. + Develop subject matter expertise in securities rules and regulations through knowledge acquisition, research, and training. +… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- … financial institutions and various internal departments on issues ranging from compensation to client services . * Assists in the creation of internal reports as ... and/or financial institution executives desiring to learn about the division's services , platforms, or firm resources. Works independently on difficult assignments… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …of the management team to develop tactical plans for FCM-related enterprise client and corporate securities review initiatives. Completes assignments with ... serve as the primary liaison to RJF business executives on enterprise client investigations and higher-risk corporate securities reviews matters. + Demonstrate… more
- City National Bank (Lake Mary, FL)
- …take across the Book and for specific clients * Trade execution; buy and sell securities to implement asset allocations for client portfolios, based on client ... for trades and allocation changes for existing clients. * Client calls and inquiries: be able to discuss both...and the firm's investment thesis - Specific strategies and solutions : business description and reasons we own - Tie… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …disposition or escalate accordingly. * Identifies problems and recommends sensible solutions and remediation. Conducts follow-ups on corrections regarding areas of ... areas. * Monitors and keeps up to date with regulations regarding client trades and applies them accordingly. * Oversees Supervision exception reporting processes… more
- TD Bank (Fort Lauderdale, FL)
- …segments and channels + Manages assigned resources for optimal efficiency, productivity, and client service and experience + Leads by example in ensuring ... partner with Senior Leaders throughout TD AMCB and TD Securities (TDS) and will represent US Wealth across all...Accountabilities:** + Responsible for delivery of all US Wealth solutions to all client segments and via… more
- Citigroup (Boca Raton, FL)
- …through business partners and recommend the best offering to clients based on client profiling and suitability assessments + Make securities recommendations and ... + 5-8 years of experience + Experience in a proactive, successful sales and service role in the financial services industry + Strong analytical and financial… more