- Coinbase (Charlotte, NC)
- …flawless execution within regulated financial markets? We are seeking a highly-skilled Senior Associate to be a key member of our Broker Dealer Operations ... You will play a critical role in ensuring our operations are accurate, compliant, and ready for future growth....to support our equities trading product. As a Senior Associate , you will play a critical role in executing… more
- SMBC (Charlotte, NC)
- …with a 400-year history, SMBC Group offers a diverse range of financial services , including banking, leasing, securities , credit cards, and consumer finance. The ... in Asia, the Group offers a range of commercial and investment banking services to its corporate, institutional, and municipal clients. It connects a diverse client… more
- SMBC (Charlotte, NC)
- …Latin America. The Securities Operations Group within SMBC Nikko Securities America, Inc. is seeking an Associate level candidate to provide operational ... history, SMBC Group offers a diverse range of financial services , including banking, leasing, securities , credit cards,...is an extension of the broader New York based Securities Operations team. The role reports to… more
- SMBC (Charlotte, NC)
- …with a 400-year history, SMBC Group offers a diverse range of financial services , including banking, leasing, securities , credit cards, and consumer finance. The ... in Asia, the Group offers a range of commercial and investment banking services to its corporate, institutional, and municipal clients. It connects a diverse client… more
- Wells Fargo (Charlotte, NC)
- …issues, and recommend and execute action plans + Monitor investment and property operations and performance, + Analyze tax returns and property and sponsor financial ... real estate loan or real estate investment documentation. + Customer service focus with experience actively listening, eliciting information, comprehending customer… more
- SMBC (Charlotte, NC)
- …with a 400-year history, SMBC Group offers a diverse range of financial services , including banking, leasing, securities , credit cards, and consumer finance. The ... in Asia, the Group offers a range of commercial and investment banking services to its corporate, institutional, and municipal clients. It connects a diverse client… more
- Raymond James Financial, Inc. (Raleigh, NC)
- …clients of the company by combining the traditional roles of the Financial Advisor, Service Associate and Branch Manager. Fosters and assists in the development ... of variable annuity products. * Principles of banking and finance and securities industry operations . * Financial markets and products including annuities,… more
- Cardinal Health (Raleigh, NC)
- …advice and services in order to protect the organization's assets, operations and image. This function provides legal counsel related to commercial, corporate ... securities , intellectual property, labor and employment, and regulatory law,...services and FDA approved pharmaceuticals. + Review Business Associate Agreements, Confidentiality Agreements and Information Security Agreements **_Qualifications_**… more
- Cardinal Health (Raleigh, NC)
- …advice and services in order to protect the organization's assets, operations and image. This function provides legal counsel related to commercial, corporate ... securities , intellectual property, labor and employment, and regulatory law,...company legal matters, manages outside counsel and manages legal operations . Privacy is responsible for providing advice, counsel, and… more
- Bank of America (Charlotte, NC)
- …Description:** This job is responsible for providing operational support for securities , loans, exchange traded derivatives and over the counter derivatives across ... performance in the Charlotte OTC Derivatives Confirmations team. The associate will need to liaise with Trading/Sales, Legal and...a function that has focus from senior Business and Operations management. Analyst will be able to apply critical… more