- TD Bank (New York, NY)
- …forecasts / cost estimates. Role generally supports a significant Business area, Product Group, Enterprise Platform, Service or Capability within a Segment ... Payments and Market Operations family to join the TD Securities team and lead the platform in creating the...Scope:** + Role generally supports a significant business area, product group, Enterprise Platform, Service or Capability… more
- TD Bank (New York, NY)
- …FCRM Compliance Officer **Reports to:** Director, Financial Crime Risk Oversight, TD Securities , US **Position Summary** The US FCRM TDS Business Oversight team ... supports TD Securities in developing, implementing, and maintaining a robust financial...for the US CIB business, including new business and product initiatives, customers and transactions. + Provide quality evaluations… more
- TD Bank (New York, NY)
- …relevant control functions regarding (i) public and private offerings of equity and debt securities . + Assist in the development and build out of a global Investment ... new and complex regulatory and compliance developments across senior function/business/ product , including cross-border impact. + Participate in industry groups and… more
- Bank of America (New York, NY)
- …Description:** This job is responsible for providing legal counsel on products, services , and regulatory matters related to the Global Banking's Debt Capital Markets ... rule-making. + Interprets rulings, laws, and regulations surrounding debt securities offerings and liability management transactions and products + Communicates… more
- Wells Fargo (New York, NY)
- …Overview** The Investment Banking group, which is organized by industry or product , is dedicated to understanding the unique competitive and operating environments ... may be placed in an Industry Coverage or a Product Group. **Investment Banking Industry Coverage Teams** Provides a...Provides a full range of investment banking and advisory services to clients in the following industries: + Consumer… more
- JPMorgan Chase (New York, NY)
- …(combining the Commercial, Corporate, and Investment Bank), Payments, Markets, and Securities Services . These businesses offer lending, payments, investment ... to: assessing growth opportunities strategies - geographic, industry or product ; putting together strategic roadmaps by identifying unmet or...banking, market-making, financing, custody and securities products and services to a global… more
- SMBC (New York, NY)
- …with a 400-year history, SMBC Group offers a diverse range of financial services , including banking, leasing, securities , credit cards, and consumer finance. The ... in Asia, the Group offers a range of commercial and investment banking services to its corporate, institutional, and municipal clients. It connects a diverse client… more
- Siebert Williams Shank (New York, NY)
- …and support senior bankers in business development efforts. SWS is a full- service investment banking and financial services company dual-headquartered in New ... and Oakland. SWS is a perennial leader as a co- manager of investment-grade corporate debt, a national leader in...a sound regulatory capital base. We are a SEC-registered securities broker-dealer and member of the Financial Industry Regulatory… more
- Fifth Third Bank, NA (New York, NY)
- …public and private (144a or 4a2) securitizations, portfolio purchases, and advisory services . Individuals in this position are the leader positioning the Asset ... Backed Finance business along with the senior Relationship Manager representing the institution and driving and creating relationships with the most important/key… more
- Bank of America (New York, NY)
- …& Investment Management line of business on high net worth lending products, services , and regulatory matters including securities based loans, unsecured loans, ... legal issues and implications related tohigh net worth lending products and services + Provides legal support in structuring, negotiating, and documenting various… more