- Fifth Third Bank, NA (Naples, FL)
- …Specialist II provides office management support for registered securities representatives (eg, Investment Executives, or Wealth Management Advisors). Responsible ... products, compliance and operational duties. + Support multiple registered securities representatives or representatives with very large books of business.… more
- Truist (Orlando, FL)
- …releases, conservation and regular easements including collateral types of Securities , Real Estate (1-4 Family and Commercial), Marine, Auto, Boat/Motor/Trailer, ... Attorney. 3. Knowledge in various types of lending products including Securities , Real Estate (1-4 Family and Commercial), Marine, Auto, Boat/Motor/Trailer,… more
- Publix (Lakeland, FL)
- **33789BR** **Position Title:** PROFIT Plan Claims Processing Specialist , Retirement - Lakeland **Department:** Benefits Administration **Location:** Lakeland, FL ... Retirement Income Security Act (ERISA), the US Internal Revenue Service (IRS) and Securities and Exchange Commission (SEC) + Knowledge of Publix culture, history and… more
- MUFG (Tampa, FL)
- …is not subject to a statutory disqualification pursuant to Section 3(a)(39) of the Securities and Exchange Act of 1934 or Section 8a(2) or 8a(3) of the Commodity ... Exchange Act, and (b) they do not conflict with the background screening requirements of the Financial Industry Regulatory Authority (FINRA) and the National Futures Association (NFA). The major responsibilities listed above are the material job duties of this… more
- MyFlorida (Tampa, FL)
- …Tool (https://compcalculator.myflorida.com/) OPEN COMPETITIVE EMPLOYMENT OPPORTUNITY DIVISION: SECURITIES BUREAU: ENFORCEMENT CITY: TAMPA COUNTY: HILLSBOROUGH ... professional examination, regulatory or compliance work experience relating to securities dealers, investment advisers, financial institutions, financial services companies… more
- MyFlorida (West Palm Beach, FL)
- …relating to financial institutions, financial services companies, insurance companies, securities dealers or investment advisers, mortgage brokers or lenders, or ... or a Certified Fraud Examiner (CFE); Certified Anti-Money Laundering Specialist (CAMS); and/or a Certified Public Accountant (CPA) designation. Preference:… more
- Citigroup (Miami, FL)
- …Identify and document new business opportunities for referral to banker or product specialist . + Utilize internal systems to properly support CPB clients and perform ... investments/mutual funds subscriptions, redemptions, structured notes, capital markets or securities purchases and sales. + Follow-up on the resolution of… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …materials for professional partnering meetings, seminars, and conferences. + Provide authoritative specialist advice to the leadership team of a small or nationally ... of responsibility. + Advanced investment concepts, practices and procedures used in the securities industry. + Principles of banking and finance and securities … more
- Citigroup (Miami, FL)
- …+ Work with the advisors to identify asset allocation gaps and with product specialist to define strategies to close such gaps. + Lead the regional discussion of ... both a team and individual creative setting. + US Only: Securities Industry Exam, S7 & S66; NOTE: Securities Industry Exam (SIE is a prerequisite to the S7)… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …best practices through ongoing education, attending conferences, and reading specialist media. **Knowledge of:** + Advanced concepts, practices and procedures ... management. + Investment concepts, practices and procedures used in the securities industry. + Functional, operational and technical requirements of all systems… more