- Bank of America (Tampa, FL)
- …conducts complex investigations, including fraud committed by external parties, securities fraud, money laundering, or terrorist financing. Responsibilities for this ... services and/or a related government entity + Certified Anti-Money Laundering Specialist (CAMS) **Skills:** + Critical Thinking + Fraud Management + Regulatory… more
- Truist (St. Petersburg, FL)
- …and traditional retail bank products for the mass affluent market. 4. A minimum of Securities Industry Essentials (SIE), FINRA Series 6 or 7, 66 (63 and 65 in lieu ... Planner (CFP), Chartered Financial Analyst. (CFA), Accredited Asset Management Specialist AAMS(R) , Certified Trust and Financial Advisor CTFA(R), Chartered… more
- Truist (Jupiter, FL)
- …retention and prospect referrals. This includes effectively executing on the specialist delivery model utilizing both centralized and regionalized partners to ... * FINRA: Maintains proper licenses including Series 7, Series 66, the Securities Industry Essentials (SIE) Exam as applicable Life, Health, and Variable insurance… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …Skills, and Abilities** **Knowledge of** + Concepts, practices and procedures of securities trading. + Trade reconciliation and reconciling systems. + Knowledge of ... resolution. + Trade Settlement Life-Cycle, working closely with Settlement Specialist . Including Global Equity trading for international markets. **Skill in**… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …in generating new assets and revenue. **Responsibilities:** + The Institutional Sales Specialist will be responsible for managing a significant portion of RJIM's ... and strategies. + Advanced concepts, principles and practices used in the securities industry. + Advanced concepts, principles and practices of marketing and sales… more
- Citigroup (Fort Lauderdale, FL)
- The IF Specialist Lead is a strategic professional who stays abreast of developments within own field and contributes to directional strategy by considering their ... Analysis including cash flow statements + Collateral Evaluation covering Marketable Securities , Property and other asset classes + Preparing and negotiating credit… more
- MUFG (Tampa, FL)
- …requirements, define patterns, and ensure compliance with governance standards. The specialist will also be responsible for reporting and analyzing data security ... is not subject to a statutory disqualification pursuant to Section 3(a)(39) of the Securities and Exchange Act of 1934 or Section 8a(2) or 8a(3) of the Commodity… more
- First Horizon Bank (Orlando, FL)
- …retention and prospect referrals. This includes effectively executing on the specialist delivery model utilizing both centralized and regionalized partners to ... + FINRA: Maintains proper licenses including Series 7, Series 66, the Securities Industry Essentials (SIE) Exam as applicable Life, Health, and Variable insurance… more