- Bank of America (New York, NY)
- Enterprise Financial Risk Capital Markets Risk Sr. Specialist Charlotte, North Carolina;Jersey City, New Jersey; New York, New York **To proceed with your ... must be at least 18 years of age.** Acknowledge (https://ghr.wd1.myworkdayjobs.com/Lateral-US/job/Charlotte/Enterprise-Financial-Risk-Capital-Risk-Sr- Specialist \_25003677) **Job Description:** At Bank of America, we are… more
- City National Bank (New York, NY)
- *BUSINESS DEVELOPMENT SPECIALIST * WHAT IS THE OPPORTUNITY? Provide business development support to one or more Senior Investment Consultants through the ... programs like Word, Excell, Power Point, etc. * FINRA Series 7: General Securities Rep *Additional Qualifications* * Completion of or pursuit of CFA designation, MBA… more
- Bloomberg (New York, NY)
- RISK Implementation Specialist , Enterprise Service, Bloomberg Financial Solutions Location New York Business Area Sales and Client Service Ref # 10044995 ... risk product knowledge as well as an in-depth knowledge of cross asset securities pricing and valuation. During the onboarding phase, you will assist clients in… more
- JPMorgan Chase (New York, NY)
- …managers and clients seeking active investment and brokerage dialogue. As an Investment Specialist in the US Private Bank, you will provide support to Investors in ... + Adhere to internal and external policies and procedures regarding securities transactions and code of conduct **Required Qualifications, Capabilities, and Skills**… more
- JPMorgan Chase (New York, NY)
- **Primary Function** As an Investment Specialist you are responsible for helping the Banker win new clients and deepen and strengthen existing client relationships ... internal clients + Adhere to internal and external policies and procedures regarding securities transactions and code of conduct + Provide guidance to junior staff… more
- TD Bank (New York, NY)
- …York, New York, United States of America **Hours:** 40 **Line of Business:** TD Securities **Pay Detail:** $120,000 - $170,000 USD TD is committed to providing fair ... and other client instructions are complete.** **Depth & Scope:** **Ensures all securities are settled accurately, on a timely basis, and are properly allocated… more
- TD Bank (New York, NY)
- …clients of TD Bank, NA encompassing banking, custom credit, asset management, securities , investment advisory and insurance) through multiple legal entities (TD Bank ... who are part of the client-facing Distribution teams are both securities -registered and insurance-licensed. Additionally, the Trust Advisors support both personal… more
- KeyBank (Amherst, NY)
- …and risk programs to ensure consistency with current applicable banking and securities rules, regulations, and laws. + Develop and maintain strong, collaborative ... wealth management related (eg - trust/fiduciary, asset management, private banking, securities , etc.) compliance, risk management, and/or internal or external audit… more
- TD Bank (New York, NY)
- …and Control, the Manager supports Change Governance Programs across TD Securities (Globally), ensuring a strategic, risk-based approach for alignment with Enterprise ... + Accountability to establish, deliver and support governance processes across TD Securities . + Support the Business in the design, implementation, and sustainment… more
- SMBC (New York, NY)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC MANUBANK, JRI America, Inc.,… more