- TD Bank (New York, NY)
- …York, New York, United States of America **Hours:** 40 **Line of Business:** TD Securities **Pay Detail:** $170,000 - $208,000 USD TD is committed to providing fair ... field and knowledge of broader related areas + Senior specialist providing advisory support within area of domain expertise...essential functions for ADA purposes. **Who We Are** TD Securities offers a wide range of capital markets products… more
- Raymond James Financial, Inc. (New York, NY)
- …materials for professional partnering meetings, seminars, and conferences. + Provide authoritative specialist advice to the leadership team of a small or nationally ... of responsibility. + Advanced investment concepts, practices and procedures used in the securities industry. + Principles of banking and finance and securities … more
- Raymond James Financial, Inc. (New York, NY)
- …clients and provide advanced support to assigned Institutional Equity Specialist . Maintains contact with Institutional Investors (clients) to, among other ... of investment concepts, practices and procedures used in the securities industry + Principles of banking and finance and... industry + Principles of banking and finance and securities industry operations + Financial markets and products +… more
- DuPont (Buffalo, NY)
- …Distribution Requirements Planner, Material Planner, Demand Coordinator, Business Process Specialist , or Procurement Process Improvement Specialist -all of which ... and effectiveness of Form 10 registration statements with the US Securities and Exchange Commission, applicable regulatory approvals, and satisfactory completion of… more
- TD Bank (New York, NY)
- …reporting, with clear messaging on data insights from banking and securities regulation, key compliance metrics, and regulatory remediation. *Ability to synthesize ... report on the status of the Compliance program + Represents CGO as a specialist on internal or external committees as well as on enterprise-wide Regulatory Change… more
- Scotiabank (New York, NY)
- …overall success by covering a wide array of credit accounts as a specialist salesperson. The Director shall distribute Primary and secondary Leveraged Loans, High ... Yield Bonds, and in some cases, Private Placement and Investment Grade securities to Scotiabank's investing clients. This role will look to grow and support… more
- BMO Financial Group (New York, NY)
- …24 required.** **Series 57, 63, and 79 preferred.** Strong knowledge of applicable securities laws, rules and regulations with the ability to assess firm impact. + ... and investment banking services and regulatory requirements. + Serves as a specialist resource within BMO Capital Markets with advanced knowledge of regulatory/… more
- Citigroup (Getzville, NY)
- …trading desks, Stock Lending, Repo, and SWAPS for Equity and Fixed Income securities . This position will primarily focus on processing activities for the NAM ... the performance management required to achieve them through application of your specialist knowledge and skills. + Manage and develop a suitable technical… more
- BMO Financial Group (New York, NY)
- …research document database + Executes orders for purchase or sales of securities or completes transaction independently if brokerage firm is market maker in ... and procedures. + Operates at a group/enterprise-wide level and serves as a specialist resource to senior leaders and stakeholders. + Applies expertise and thinks… more
- KeyBank (Amherst, NY)
- …management products and services (eg - trust, private banking, securities /investment management) as well trust/fiduciary related compliance, operations, and risk ... and/or compliance (eg - CFIRS (Certified Fiduciary & Investment Risk Specialist ), CTFA (Certified Trust and Fiduciary Advisor), or similar). + Comprehensive… more