- Wells Fargo (Houston, TX)
- **About this role:** The Lead Securities Quantitative Analytics Specialist is a Vice President level role within the Corporate & Investment Banking organization ... for less experienced staff **Required Qualifications:** + 4+ years of Securities Quantitative Analytics experience, or equivalent demonstrated through one or a… more
- Wells Fargo (Bee Cave, TX)
- **About this role:** Wells Fargo is seeking a Senior Supervisory Control Specialist to join our Client Relationship Group within Wealth and Investment Management. ... regulatory, compliance and legal requirements. The Senior Supervisory Control Specialist understands the complexity, partnership needs and customer service… more
- Wells Fargo (Irving, TX)
- …this role:** Wells Fargo is seeking a Principal Examiner - Senior Risk Asset Review Specialist in Credit Risk as part of Corporate Risk. Learn more about the career ... standards. + Assess the lending practices of the company's commercial loans and securities investments. + At times, serve as examiner-in-charge and direct a team of… more
- Charles Schwab (Westlake, TX)
- …"challenge the status quo" and transform the finance industry together. The Specialist , Bank Operations applies knowledge skills and experience to perform daily bank ... the three lines of defense model of risk governance. Specialist , Bank Operations is a first line of defense...multiple platforms to execute daily work + Experience with securities based lending, brokerage accounts, and banking systems +… more
- City National Bank (Houston, TX)
- *BUSINESS DEVELOPMENT SPECIALIST * WHAT IS THE OPPORTUNITY? Provide business development support to one or more Senior Investment Consultants through the ... pursuit of CFA designation, MBA or both. * FINRA Series 7: General Securities Rep * Excellent knowledge in the following areas: asset management, banking/credit,… more
- Charles Schwab (Westlake, TX)
- …quo" and transform the finance industry together. As a Senior Client Relationship Specialist , you will have the opportunity to bring your passion for customer ... is required ** + Understanding of the financial services industry and/or securities industry + 2+ years in a client service capacity **Preferred Qualifications:**… more
- JPMorgan Chase (Houston, TX)
- …the entire wealth spectrum. It includes the Private Bank, JP Morgan Securities , and Chase Wealth Management. The Wealth Management Insurance and Retirement Solutions ... income, and financial security for their families and businesses. The Life Insurance Specialist will provide support to advisors across JP Morgan Private Bank on… more
- Citigroup (Irving, TX)
- …services, including consumer banking and credit, corporate and investment banking, securities brokerage, transaction services, and wealth management. As a bank with ... a brain and a soul, Citi creates economic value that is systemically responsible and in our clients' best interests. As a financial institution that touches every region of the world and every sector that shapes your daily life, our Enterprise Operations &… more
- MUFG (Irving, TX)
- …is not subject to a statutory disqualification pursuant to Section 3(a)(39) of the Securities and Exchange Act of 1934 or Section 8a(2) or 8a(3) of the Commodity ... Exchange Act, and (b) they do not conflict with the background screening requirements of the Financial Industry Regulatory Authority (FINRA) and the National Futures Association (NFA). The major responsibilities listed above are the material job duties of this… more
- City National Bank (Dallas, TX)
- …Advisers Act of 1940, the Investment Company Act of 1940, Reg 9, ERISA, Securities Acts of 1933 and 1934 inclusive of exemptions under the Acts, FINRA requirements, ... Trust Compliance Professional (CTCP) Or * Certified Fiduciary & Investment Risk Specialist (CFIRS) Or * Certified Public Accountant (CPA) Or * Certified Internal… more
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