• Trading Support Associate - Rebalance…

    Raymond James Financial, Inc. (St. Petersburg, FL)
    …and responsibilities as assigned. **Skills** + Concepts, practices, and procedures of securities trading . + Basic investment concepts, practices, and procedures ... at our Saint Petersburg, FL, corporate office._ As a Trading Support Associate III, you will apply advanced knowledge...used in the securities industry. + Accounting principles and procedures. + Mathematical… more
    Raymond James Financial, Inc. (07/26/25)
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  • Asset Management Trading Associate…

    Raymond James Financial, Inc. (St. Petersburg, FL)
    …knowledge of managed account practices. + Principles of banking and finance and securities industry trading and operations. + Knowledge of products, including ... Summary** You will be a member of the AMS Freedom Trading team. As the Asset Management Trading Associate, you will use the knowledge and skills gained through… more
    Raymond James Financial, Inc. (07/26/25)
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  • Asset Management Trading Associate - UMA…

    Raymond James Financial, Inc. (St. Petersburg, FL)
    …knowledge of managed account practices. + Principles of banking and finance and securities industry trading and operations. + Knowledge of products, including ... Petersburg, FL, corporate offices._ As part of the AMS Trading team, the Asset Management Trading Associate role uses knowledge and skills obtained through work… more
    Raymond James Financial, Inc. (07/26/25)
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  • AVP Agency Security Lending Team Lead - Hybrid

    Citigroup (Tampa, FL)
    …procedures and industry standards + Process various middle office functions relating to securities and trading + Offer advanced solutions for assigned ... Job Description The Securities & Derivatives Sr Analyst is an intermediate...position responsible for processing orders and transactions originating from trading desks and branch offices in coordination with the… more
    Citigroup (06/21/25)
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  • Staff Accountant

    Raymond James Financial, Inc. (St. Petersburg, FL)
    …the impact of cost allocation on individual financial statements. + Analyzes securities trading clearance procedures. + Performs other duties and ... to learn specific applications. + Principles of banking and finance and securities industry operations. **Skill in** + Analyzing and resolving balance discrepancies.… more
    Raymond James Financial, Inc. (07/02/25)
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  • Wealth - Operational Risk Group Manager - SVP…

    Citigroup (Tampa, FL)
    …suite, and at least intermediate understanding of relevant platforms across securities trading , OTC derivatives, foreign exchange, Managed Investments, Insurance ... products + Working knowledge of securities and bank - side regulations (FINRA, SEC, OCC, FCA, HKMA, SMA) + Demonstrated track record of operating successfully in a… more
    Citigroup (06/26/25)
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  • Senior Advisor, Conflicts of Interest Supervision

    Raymond James Financial, Inc. (St. Petersburg, FL)
    …other duties and responsibilities as assigned. **Knowledge of:** + Investments and trading , securities industry regulations, and conflicts of interest (all at ... review and analyze account disclosures and transaction reviews to detect trends, trading patterns and possible rules violations and ensure adherence to securities… more
    Raymond James Financial, Inc. (07/26/25)
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  • Wealth Regional Supervisor - Account Opening

    Truist (Orlando, FL)
    …time to time. + Supervisory responsibility for Broker Dealer activity including Securities Trading and Annuity Principal Review and Approval. Utilize multiple ... systems to ensure suitability and required documentation has been met. Focus on meeting all regulatory requirements pertaining to transaction review. Perform a holistic view of overall transaction and escalate complex matters to Team Lead and/or Divisional… more
    Truist (08/08/25)
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  • Wealth Relationship Manager - Divisional…

    Truist (Orlando, FL)
    …a coordinated manner. + Supervisory responsibility for Broker Dealer activity including Securities Trading and Annuity Principal Review and Approval. Utilize ... multiple systems to ensure suitability and required documentation has been met. Focus on meeting all regulatory requirements pertaining to transaction review. Perform a holistic view of complex brokerage transactions and serve as a liaison on behalf of the… more
    Truist (07/08/25)
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  • Advisor, Conflicts of Interest Supervision

    Raymond James Financial, Inc. (St. Petersburg, FL)
    …duties and responsibilities as assigned. **Knowledge of:** + Investments and trading , securities industry regulations, and conflicts of interest. ... to review and analyze potential rule violations and ensure adherence to securities industry regulations, thereby limiting firm liability. Conduct internal reviews to… more
    Raymond James Financial, Inc. (07/26/25)
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