- Raymond James Financial, Inc. (St. Petersburg, FL)
- …and responsibilities as assigned. **Skills** + Concepts, practices, and procedures of securities trading . + Basic investment concepts, practices, and procedures ... at our Saint Petersburg, FL, corporate office._ As a Trading Support Associate III, you will apply advanced knowledge...used in the securities industry. + Accounting principles and procedures. + Mathematical… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …knowledge of managed account practices. + Principles of banking and finance and securities industry trading and operations. + Financial markets and investment ... Memphis, TN, or Saint Petersburg, FL, corporate offices._ As part of the AMS Trading team, the Portfolio Reviewer II role uses knowledge and skills obtained through… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …knowledge of managed account practices. + Principles of banking and finance and securities industry trading and operations. + Knowledge of products, including ... Petersburg, FL, corporate offices._ As part of the AMS Trading team, the Asset Management Trading Associate role uses knowledge and skills obtained through work… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …knowledge of managed account practices. + Principles of banking and finance and securities industry trading and operations. + Knowledge of products, including ... Summary** You will be a member of the AMS Freedom Trading team. As the Asset Management Trading Associate, you will use the knowledge and skills gained through… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …Skills, and Abilities** **Knowledge of** + Concepts, practices and procedures of securities trading . + Trade reconciliation and reconciling systems. + Knowledge ... appropriate corrective action. + Contacts internal and external customers to resolve trading problems. + Sets up and monitors client information and restrictions. +… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …other duties and responsibilities as assigned. **Knowledge of:** + Investments and trading , securities industry regulations, and conflicts of interest (all at ... review and analyze account disclosures and transaction reviews to detect trends, trading patterns and possible rules violations and ensure adherence to securities… more
- Truist (Orlando, FL)
- …time to time. + Supervisory responsibility for Broker Dealer activity including Securities Trading and Annuity Principal Review and Approval. Utilize multiple ... systems to ensure suitability and required documentation has been met. Focus on meeting all regulatory requirements pertaining to transaction review. Perform a holistic view of overall transaction and escalate complex matters to Team Lead and/or Divisional… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …duties and responsibilities as assigned. **Knowledge of:** + Investments and trading , securities industry regulations, and conflicts of interest. ... to review and analyze potential rule violations and ensure adherence to securities industry regulations, thereby limiting firm liability. Conduct internal reviews to… more
- Citigroup (Tampa, FL)
- The Securities & Derivatives Lead Analyst is a senior level position responsible for processing orders and transactions originating from trading desks and branch ... to facilitate the clearance, settlement and investigation of client securities and derivatives transactions. **Responsibilities:** + Identify project resources,… more
- Citigroup (Tampa, FL)
- …Security Agency Trading business through the negotiation of the Master Securities Forward Transaction Agreement. Applicants should have experience in GSE Agency ... securities transactions and the negotiation of Master Securities Forward Transaction Agreements. **Responsibilities:** + Responsible for providing legal counsel… more