- Citigroup (Tampa, FL)
- …and deep domain expertise in financial services [ eg: Securities , secured financing, rates, Liquidity reporting, Derivatives, front office/back-office system, ... trading lifecycle] This role requires someone who thrives in a high-pressure environment, can troubleshoot complex production issues, understands the full trade… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …conduct policy reviews; assist with operational processes including suitability, trading , and administrative duties. + Provide general and product-specific ... + Basic concepts, principles, and practices of financial planning, investing, and the securities industry. + Financial markets, products, and the impact of macro and… more
- Regions Bank (Tampa, FL)
- …client service and administration, asset management portfolio management, research, trading , and operations, natural resources administration and wealth planning. ... diligence, selection, evaluation or overall process improvements surrounding marketable securities or investment managers **Additional Requirements** + Expected graduation… more
- MUFG (Tampa, FL)
- …areas of Market Risk Management with demonstrated familiarity including Sales and Trading ; and familiarity with Broker - Dealer and applicable regulations, such as ... is not subject to a statutory disqualification pursuant to Section 3(a)(39) of the Securities and Exchange Act of 1934 or Section 8a(2) or 8a(3) of the Commodity… more
- Raymond James Financial, Inc. (Jacksonville, FL)
- …and methods. * Investment concepts, practices and procedures used in the securities industry. * Financial markets, products and industry regulations. * Trading ... terminology. * Client Relationship Management (CRM) software, or similar contact management software. * Goal planning software. * Excel, including developing spreadsheets as needed and for ongoing reporting. * Effective communication across multiple client… more
- Bank of America (Jacksonville, FL)
- …Advice Access, and Self Directed Brokerage. **Required Qualifications:** + FINRA Securities Industry Essentials Examination (SIE), Series 7 & Series 63 licenses ... + Active Listening + Oral Communications + Problem Solving + Risk Management + Trading + Adaptability + Attention to Detail + Valuation Ethics and Practice Standards… more
- Bank of America (Tampa, FL)
- …support for the delivery of end-to-end support for Global Markets sales, trading and underwriting business for securities , foreign exchange, fixed income, ... exchange traded derivatives, and over-the-counter derivatives across multiple Lines of Business. Key responsibilities include carrying out duties under general supervision and assisting teammates while following established procedures. Anti-Money Laundering… more
- MUFG (Tampa, FL)
- …of risk assets and effectiveness of the Bank's processes to control credit, trading , and associated concentration risks of a complex nature. In addition, you will ... is not subject to a statutory disqualification pursuant to Section 3(a)(39) of the Securities and Exchange Act of 1934 or Section 8a(2) or 8a(3) of the Commodity… more