- OTC Markets Group Inc (New York, NY)
- …backgrounds. OTC Markets Group Inc. (OTCQX: OTCM) operates regulated markets for trading 12,000 US and international securities . Our data-driven disclosure ... clients across business lines + Engage directly with market data and trading clients to understand needs, identify pain points and deliver best-in-class solutions… more
- SMBC (New York, NY)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC MANUBANK, JRI America, Inc.,… more
- Citigroup (New York, NY)
- …portfolio consisting of Issued Debt, Intercompany Borrowings & Placements, AFS/HTM Securities , and Derivatives. CTI is responsible for managing central liquidity and ... investment portfolio, executing multiple hedge programs, providing US dollar financing to other trading desk, and management of the USD interest rate risk in banking… more
- MUFG (New York, NY)
- …decisions. + **Markets Finance:** In the secondary markets, our sales and trading professionals support corporate and institutional clients with the distribution of ... risk solutions, and trade execution through FX and local markets trading , derivatives, structured solutions, equities, and flow products, including credit and… more
- SMBC (New York, NY)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC MANUBANK, JRI America, Inc.,… more
- SMBC (New York, NY)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC MANUBANK, JRI America, Inc.,… more
- CIBC (New York, NY)
- …Proficient in Microsoft Office software applications + Strong working knowledge of the securities industry including Equity and Fixed Income Sales & Trading , ... risk management experience + Prior experience working at a securities regulator (FINRA, SEC, NYSE) highly preferred + Former...NYSE) highly preferred + Former role as a commissioned securities examiner, or within internal audit a plus +… more
- SMBC (White Plains, NY)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC MANUBANK,...Montran, SAA, Markitwire, DTCC DDR and varoius on line trading or collateral systems, MS Office (MS Word, MS… more
- TD Bank (New York, NY)
- …relevant control functions regarding (i) public and private offerings of equity and debt securities . + Assist in the development and build out of a global Investment ... legal, regulatory or compliance advice to Markets sales and trading + Knowledge of Corporate Investment Banking and Capital...Banking and Capital Markets + Strong knowledge of applicable securities laws, rules and regulations with the ability to… more
- City National Bank (New York, NY)
- …database. * Review all outgoing transfers, freeze the accounts to ensure no further trading takes place, notify the PM team and financial advisor that the account ... Manage mandatory and voluntary corporate actions by updating our trading system with corporate action details to avoid ...* Bachelor's Degree preferred * FINRA Series 7: General Securities Rep preferred * HS Diploma * Bachelor's Degree… more