- SMBC (New York, NY)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC MANUBANK, JRI America, Inc.,… more
- TEKsystems (New York, NY)
- …Risk and Control Self-Assessments (RCSA) across broker-dealer operations, including trading , sales, operations, and support functions. - Identify key compliance ... on regulatory risk assessments and institutional financial services. - Regs Focused on: Securities Exchange Act of 1934, FINRA Rule 3110, Rule 15c3-1 (Net Capital… more
- SMBC (White Plains, NY)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC MANUBANK, JRI America, Inc.,… more
- Fifth Third Bank, NA (New York, NY)
- …activity including origination, structuring, and execution of large, complex loan and securities transactions. Perform all underwriting and work with Credit on all ... to other junior members on the ABF team. + Work with Sales, Trading , and Syndicate to identify investor relationships and drive active engagement with clients… more
- Bloomberg (New York, NY)
- …worlds. We provide intuitive and easily discoverable universe creation of securities , help clients execute complex relative valuations across those universes, and ... provide insight to how securities compare with each other and their own history...team delivers transparent, accurate, and high-quality pricing that powers trading , valuation, risk management, and regulatory workflows worldwide. The… more
- SMBC (New York, NY)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC MANUBANK, JRI America, Inc.,… more
- Bloomberg (New York, NY)
- …Arrangement) one each for UK and EU. We support the SFTR ( Securities Financing Transactions Regulation) regulation and connect to other internal systems for ... suite of libraries needed to enrich reference data for securities retrieved from sources. We develop solutions for reporting...and Kafka for messaging, and FIX protocol for electronic trading communication. **We'll trust you to:** + Help drive… more
- SMBC (New York, NY)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC MANUBANK, JRI America, Inc.,… more
- SMBC (New York, NY)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC MANUBANK, JRI America, Inc.,… more
- Siebert Williams Shank (New York, NY)
- …share repurchase agent. All activities are supported by a robust secondary sales and trading platform, and a sound regulatory capital base. We are a SEC-registered ... securities broker-dealer and member of the Financial Industry Regulatory...the Financial Industry Regulatory Authority (FINRA) and the Municipal Securities Rulemaking Board (MSRB). Our diverse professionals are not… more