- TD Bank (New York, NY)
- …for real-time data feeds, analytics, reconciliation engines, and controls for trading and valuation data. **Finance and Regulatory Technology:** . Oversee platforms ... and emerging financial regulations (eg, BCBS239, FRTB, Dodd-Frank). **Who We Are** TD Securities offers a wide range of capital markets products and services to… more
- Mizuho Corporate Bank (New York, NY)
- …EUC controls. + Working knowledge of financial products (eg loans, deposits, securities , derivatives, money market products, repos etc.). + Strong ability to handle ... investment banking, capital markets, equity and fixed income sales & trading , derivatives, FX, custody and research. Visit www.mizuhoamericas.com. Mizuho Americas… more
- Mizuho Corporate Bank (New York, NY)
- …regulatory change management + Product knowledge of Loans, Derivatives, Securities , and Repurchase Agreements + Strong business, analytical, quantitative, ... investment banking, capital markets, equity and fixed income sales & trading , derivatives, FX, custody and research. Visit www.mizuhoamericas.com. Mizuho Americas… more
- Mizuho Corporate Bank (New York, NY)
- …Master Reference Data sets. This will include a focus on Product, Securities , Business Hierarchies and Legal Entity not to mention other centrally controlled ... investment banking, capital markets, equity and fixed income sales & trading , derivatives, FX, custody and research. Visit www.mizuhoamericas.com. Mizuho Americas… more
- MUFG (New York, NY)
- …of risk assets and effectiveness of the Bank's processes to control credit, trading , and associated concentration risks of a complex nature. In addition, you will ... is not subject to a statutory disqualification pursuant to Section 3(a)(39) of the Securities and Exchange Act of 1934 or Section 8a(2) or 8a(3) of the Commodity… more
- Snap Inc. (New York, NY)
- …16 filings, and assist with Snap's stock plan administration and insider trading prevention program + Coordinate and prepare board meeting materials for domestic ... review, integration, closing mechanics, and monitoring + Assist with other securities and NYSE requirements, including Snap's Quarterly and Annual reports, Form… more
- KeyBank (Albany, NY)
- …events, meetings and presentations. *Conduct supervisory principal review of all trading activity *Conduct supervisory principal review of all annuity & insurance ... Business Administration preferred *A minimum of 5 years' experience in securities supervision/compliance activity within a brokerage or bank-based brokerage firm.… more
- Mizuho Corporate Bank (New York, NY)
- …culture. + Working knowledge of financial products (eg loans, deposits, securities , derivatives, money market products, repos etc.). Knowledge of regulatory ... investment banking, capital markets, equity and fixed income sales & trading , derivatives, FX, custody and research. Visit www.mizuhoamericas.com. Mizuho Americas… more
- TD Bank (New York, NY)
- …the current reporting across regional committees and boards (eg, employee trading metrics, operational issues, and related reporting). Provide the leadership team ... & duties are considered essential functions for ADA purposes. **Who We Are** TD Securities offers a wide range of capital markets products and services to corporate,… more