- Neuberger Berman (New York, NY)
- …Money Management survey (among those with 1,000 employees or more). **SMA Trading Associate** The Managed Account Group (MAG) provides Separately Managed Account ... **Requirements include:** *2 to 3 years of Separately Managed Account (SMA) trading and implementation experience *Experience with various trading systems… more
- Citigroup (New York, NY)
- …including consumer banking and credit, corporate and investment banking, securities brokerage, transaction services, and wealth management. Our core activities ... to create a complete set of prices for each trading desk, improving risk and P&L accuracy. + Contribute...Custom Swap Fast Pricer API across different products and trading desks. + Integrate Fenics/FMX UST Future and SOFR… more
- TD Bank (New York, NY)
- …not required + Knowledge of operations, finance, regulatory reporting, sales and trading , at a global financial institution. + Firm understanding of securities ... & duties are considered essential functions for ADA purposes. **Who We Are** TD Securities offers a wide range of capital markets products and services to corporate,… more
- TD Bank (New York, NY)
- …but not required. + Knowledge of operations, finance, regulatory reporting, sales and trading , and applicable rules and regulations, and the ability to learn new ... & duties are considered essential functions for ADA purposes. **Who We Are** TD Securities offers a wide range of capital markets products and services to corporate,… more
- Citigroup (Getzville, NY)
- …and investigations ensuring proper and timely settlement for Markets Treasury Trading desk activity. **Responsibilities:** + Utilize basic industry and business ... **Job Family Group:** Operations - Transaction Services **Job Family:** Securities and Derivatives Processing **Time Type:** Full time **Primary Location:**… more
- TD Bank (New York, NY)
- …but not required + Knowledge of operations, finance, regulatory reporting, sales and trading , and applicable rules and regulations, and the ability to learn new ... the firm. + Proficient in Word, Excel and PowerPoint **Who We Are** TD Securities offers a wide range of capital markets products and services to corporate,… more
- TD Bank (New York, NY)
- …+ Knowledge of global financial institutions' operational, financial, sales and trading , and regulatory reporting activities and their obligations to applicable ... & duties are considered essential functions for ADA purposes. **Who We Are** TD Securities offers a wide range of capital markets products and services to corporate,… more
- Truist (New York, NY)
- …managing risks within Truist Public Finance and Municipals origination and sales and trading businesses. This position will be responsible for leading a team of risk ... Strongly preferred: FINRA Series 7, 52, 53 + Strong knowledge of trading floor rules and regulations, order management systems, transaction execution workflows from… more
- TD Bank (New York, NY)
- …trusted Surveillance Compliance professionals engages with key stakeholders across TD Securities , including Markets sales and trading leaders, Technology, ... can provide you more specific details for this role. **Job Description:** TD Securities Compliance team is seeking a Surveillance Quality Assurance Manager to assist… more
- TD Bank (New York, NY)
- …trusted Surveillance Compliance professionals engages with key stakeholders across TD Securities (TDS), including Markets Sales and Trading leaders, Technology, ... provide you more specific details for this role. **Job Description:** TD Securities Compliance team is seeking a Director-level candidate to lead the Surveillance… more