• Attorney, Funds Management

    Lincoln Financial (Greensboro, NC)
    …agreements, trading services agreements and other agreements related to portfolio securities and trading matters. * Collaborating with peers and leadership ... years of experience counseling clients with respect to federal securities laws * Experience with corporate law and/or Federal... laws * Experience with corporate law and/or Federal securities laws * Ability to read, analyze and interpret… more
    Lincoln Financial (08/14/25)
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  • Wealth Regional Supervisor - Account Opening

    Truist (Charlotte, NC)
    …time to time. + Supervisory responsibility for Broker Dealer activity including Securities Trading and Annuity Principal Review and Approval. Utilize multiple ... systems to ensure suitability and required documentation has been met. Focus on meeting all regulatory requirements pertaining to transaction review. Perform a holistic view of overall transaction and escalate complex matters to Team Lead and/or Divisional… more
    Truist (08/08/25)
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  • Trading Enablement Assistant

    Wells Fargo (Charlotte, NC)
    **About this role:** Wells Fargo is seeking a Trading Enablement Assistant for the Investment Contact Center (ICC). **In this role, you will:** + Execute and confirm ... routine securities transactions initiated by customers + Provide quality customer...by customers + Provide quality customer service addressing issues, trading strategies, market terminology, and account status + Identify… more
    Wells Fargo (08/21/25)
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  • Securities Operations Specialist…

    Wells Fargo (Charlotte, NC)
    Wells Fargo is seeking a ** Securities Operations Specialist** in Business Operations in Alternative Investments as part of Transactions & Processing division. Learn ... lifecycle support initiatives and identify opportunity for process improvements within Securities Operations + Review and analyze basic or tactical functional… more
    Wells Fargo (08/27/25)
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  • Senior Counsel, Securities & Cap Markets

    VF Corporation (Greensboro, NC)
    …or www.vfc.com . **What will you do?** A day in the life of Senior Counsel, Securities & Cap Markets at VF looks a little like this. As Senior Corporate Counsel at ... the equity administration team relating to shareholder inquiries, equity plans, Rule 10b5-1 trading plans, the administration of the insider trading policy, and… more
    VF Corporation (08/08/25)
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  • Lead Securities Quantitative Analytics…

    Wells Fargo (Charlotte, NC)
    **About this role:** Wells Fargo is seeking a **Lead Securities Quantitative Analytics Specialist - Vice President** to join the **Structured Products Group** . ... . This role focuses on data analysis and data tool creation to support trading management in reporting and decision making. The ideal candidate will bring deep… more
    Wells Fargo (07/30/25)
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  • Lead Compliance Officer - Macro Sales…

    Wells Fargo (Charlotte, NC)
    …(https://www.wellsfargojobs.com/career-areas/) . This role within the Macro Sales & Trading Compliance Team is a Business Aligned Compliance Officer (BACO). ... a primary focus on the Interest Rates Sales and Trading Line of Business. The individual in this role...subject to compliance with 17 CFR 240.17f-2 of the Securities Exchange Act of 1934 and FINRA Bylaws, Article… more
    Wells Fargo (08/27/25)
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  • Senior Risk Advisory Manager Public Finance…

    Truist (Charlotte, NC)
    …managing risks within Truist Public Finance and Municipals origination and sales and trading businesses. This position will be responsible for leading a team of risk ... Strongly preferred: FINRA Series 7, 52, 53 + Strong knowledge of trading floor rules and regulations, order management systems, transaction execution workflows from… more
    Truist (07/19/25)
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  • Asset Backed Securities Origination…

    Wells Fargo (Charlotte, NC)
    …various constituencies across Wells Fargo, including Credit Risk, Sales and Trading , Syndicate, Coverage Banking, DCM, Leverage Finance, Compliance, and Legal. ... **_Required Requirements_** + 5+ years of Investment Banking experience, or equivalent demonstrated through one or a combination of the following: work experience, training, military experience, education + Experience in structured finance or capital markets… more
    Wells Fargo (08/26/25)
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  • Front Office Rates Quant - Vice President

    Wells Fargo (Charlotte, NC)
    …enhance our ability to partner and deliver excellent quality and service to our trading and sales partners as our platform continues to grow. Wells Fargo is seeking ... candidates for the role of Lead Securities Quantitative Analytics Specialist, which is a Vice President...quantitative models and tools for Interest Rates risk management, trading , and pricing with focus on areas like forecasting,… more
    Wells Fargo (08/19/25)
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