- Bank of America (New York, NY)
- …Performance Management + Referral Management + Workforce Planning + Due Diligence + Internal Audit Review + Leadership Development + Recruiting + Risk Management ... of the Market Strategy Plans. MCRMs partner closely with advisor teams to deliver a branded client service model...the market expenses. The MCRM partners closely with the Senior Client Relationship Manager (SCRM) to support the ongoing… more
- MUFG (New York, NY)
- …reporting, documenting loss events, and assisting operations business lines with internal audits and/or RCSA's. **RESPONSIBILITIES** + Issue Management - + Assist ... of issues and partner with stakeholders in opening issues ( Audit /Compliance/Management Identified)Completing Issue Closure TemplatesAcquiring the necessary management approvalsScheduling… more
- M&T Bank (New York, NY)
- …to build relationships within their teams as well as with project sponsors, internal and external contacts, and senior management. Teams make a presentation ... brand. + Maintain M&T internal control standards, including timely implementation of internal and external audit points together with any issues raised by… more
- CUNY (New York, NY)
- …major priority, CUNY SoM also seeks to enhance the recruitment and retention of senior leadership, faculty, and staff to more closely reflect the makeup of our ... to the President and act as a trusted confidential advisor and strategic partner. The Chief of Staff will...managing and strategizing major issues and initiatives impacting the senior executive staff, faculty, departments and offices, as well… more
- Citigroup (New York, NY)
- …regulatory landscape of digital assets. The Risk Head will act as a primary advisor to senior management, ensuring all digital asset activities align with ... regulatory requirements, internal policies, and the company's risk appetite. **Key Responsibilities**...with key stakeholders (Product, Operations, Technology, Data, Legal, Compliance, Audit ,) to align digital asset risk management with enterprise… more
- Tradeweb (New York, NY)
- …(RoPAs) and ensure audit readiness. + Act as a trusted advisor to senior management on emerging risks and regulatory expectations. **Qualifications** ... electronic trading. https://www.dol.gov/ofccp/regs/compliance/posters/pdf/eeopost.pdf **Group Details** Tradeweb is seeking a mid-to- senior level Compliance Officer with deep expertise in data… more
- TD Bank (New York, NY)
- …for testing, monitoring, risk assessment, reporting and other activities** + ** Internal Audit , regulatory exam, and ongoing supervision management, finding ... Fiduciary & Investment Risk Specialist (CFIRS) or Certified Trust and Fiduciary Advisor (CTFA).** + **Familiarity with Office of the Comptroller of Currency (OCC)… more
- KeyBank (Amherst, NY)
- … level management, other internal clients and peers, and internal audit . **Required Qualifications** + Education/Background: Bachelor's degree, + Minimum ... asset management, private banking, securities, etc.) compliance, risk management, and/or internal or external audit experience with a strong focus… more
- NYU Rory Meyers College of Nursing (New York, NY)
- …to rapidly evaluate information and manage risk; ability to be a trusted advisor to internal clients and stakeholders. Highly-Engaged and Strategic: Ability to ... Summary The Chief Global Compliance Officer ("CGCO") is responsible to the Senior Vice President, General Counsel for developing, executing, and enforcing the Global… more
- Publicis Groupe (New York, NY)
- …strategic analysis across multiple brands. This role serves as a key financial advisor to respective business leaders and PMX senior leadership. Candidate must ... to complete journal entries, reporting, and adhering to GAAP audit compliance. + Analyze P&Ls, staffing models, and intercompany...+ Manage all intercompany agreements with sister agencies with senior leadership + Support internal and external… more
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