- TD Bank (New York, NY)
- …TDS Securities with a primary focus on Corporate and Investment Banking, Capital Markets, Commercial Banking, Mergers and Acquisitions, and other business units ... of a new conflict management systems and tools, ensuring alignment with regulatory expectations and business needs. + Partner with technology teams and project… more
- City of New York (New York, NY)
- …HPD's areas of practice. The Assistant Commissioner will report to and serve as a senior advisor to the Deputy Commissioner for Policy & Strategy on matters at ... support this important work, the administration has committed $5 billion in new capital funding, bringing the 10-year planned investment in housing to $22 billion… more
- TD Bank (New York, NY)
- …global policy rollouts, system migrations, and process reengineering + Serve as a senior advisor to business and compliance stakeholders on complex conflict ... role. **Job Description:** TD Securities is seeking a highly experienced and strategic Senior Conflict Manager to join our Compliance Control Room. This role is… more
- City of New York (New York, NY)
- …design and implementation. Your Impact: As an Associate General Counsel, you will be a senior legal advisor to the Agency in support of the City's ambitious ... support this important work, the administration has committed $5 billion in new capital funding, bringing the 10-year planned investment in housing to $22 billion… more
- Truist (New York, NY)
- …market, and products 6. Proven ability to develop, nurture and monetize "trusted advisor " client relationships with senior executives 7. Advanced analytical and ... following job description:** Responsible for providing client coverage to institutional capital clients (private equity and family office), to include driving… more
- TD Bank (New York, NY)
- …to strategic direction of the audit function and provide advice to senior leadership **Customer Accountabilities:** + Contributes to the strategic direction of the ... and/or executes the follow-up of findings arising from internal audits and regulatory reviews in accordance with policy + Oversees/leads the ongoing audit… more
- City National Bank (New York, NY)
- …WHAT IS THE OPPORTUNITY? The Risk Strategy Manager will serve as trusted advisor , confidential thought partner, and act as sounding board to the Executive, Head ... FLoD IT Risk routines to ensure appropriate oversight, monitoring and escalation to senior leadership / CIO as needed for efficient risk management. In addition,… more
- Santander US (New York, NY)
- …role for the bank across all risks: Financial / Credit, Legal, Reputational, Regulatory , Compliance, etc. + Reporting to senior management regarding the progress ... + Structuring, pricing, execution and management of transactions. + Acting as advisor , consultant, and first point of contact for clients exploring methods to… more
- SMBC (New York, NY)
- …presence in the US, Canada, Mexico, Brazil, Chile, Colombia, and Peru. Backed by the capital strength of SMBC Group and the value of its relationships in Asia, the ... Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC MANUBANK, JRI America, Inc., SMBC Leasing and Finance,… more
- SMBC (New York, NY)
- …presence in the US, Canada, Mexico, Brazil, Chile, Colombia, and Peru. Backed by the capital strength of SMBC Group and the value of its relationships in Asia, the ... Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC MANUBANK, JRI America, Inc., SMBC Leasing and Finance,… more