- Coinbase (Charlotte, NC)
- …with regulatory requirements, and consistently deliver high-quality resolutions. As a Senior Analyst, Compliance TMS Quality Operations within the CX Compliance ... legal, or the tech industry, with a focus on AML , compliance, or regulatory matters. * Minimum of 2...from law enforcement requests and other company lines of business * Gather and analyze transaction activity and KYC… more
- SMBC (Charlotte, NC)
- …standards consistent with regulatory expectation. Validate suitability of models for business purpose and according to internally developed standards. Assist in ... appetite. **Role Responsibilities** + Conduct end-to-end validations and reviews of BSA/ AML /Fraud models, assessing model risk from the aspects of conceptual… more
- SMBC (Charlotte, NC)
- …our Americas Division as we continue to modernize our technology, focus on our data -driven approach, grow, and plan for the future. As a result of this expansion, ... we are seeking a software developer to join our AML Technology team to support Compliance applications, systems and...positions, compare to thresholds, and ensure compliance. Work with business unit to optimize risk / return, remediate and… more
- TD Bank (Charlotte, NC)
- …skills and experience, job-related knowledge, geographic location, and other specific business and organizational needs. As a candidate, you are encouraged to ... who can provide you more specific details for this role. **Line of Business :** Risk Management **Job Description:** **The Group Risk Specialist** will assist teams… more
- American Express (Charlotte, NC)
- …the design and operating effectiveness of compliance controls across all business lines, including credit cards, banking, and payments services. **Key ... based on regulatory requirements, risk assessments, and emerging compliance issues (eg, AML , UDAP, Fair Lending, BSA, Privacy and Complaints). * Identify control… more
- SMBC (Charlotte, NC)
- …employees. **Role Description** The "Head of FCC Technology" at SMBC is a senior leadership role responsible for overseeing and managing the technology strategy for ... bank's compliance with Financial Crimes regulations, including Anti-Money Laundering ( AML ) and Sanctions. **Key Responsibilities** + **Strategic Leadership:** Develop… more
- City National Bank (Charlotte, NC)
- …team of auditors to assess risks, develop detail audit programs, identify data analytic opportunities, execute audit programs, analyze results of testing performed, ... and effectively communicate audit results to the Audit Senior Manager/Director and senior management in meetings,...groups to effectively plan, integrate and execute audits.Understands fraud, BSA/ AML and general IT risks in order to identify… more
- TIAA (Charlotte, NC)
- …supplier governance frameworks and performance score-carding. + Hands-on experience with business intelligence dashboards and data visualization tools. + ... control-related executive reporting. Desired Skills: + Sophomore pursuing a degree in Business Analytics, Information Systems, Data Analytics ** ** **Strategic… more
- Wells Fargo (Charlotte, NC)
- …The businesses that make up Shared Services Operations include, BSA/ AML Data Strategy, Execution & Operations, Business & Real Estate Services, Financial ... Policy and Management, Computer Science, Management and Risk Management or related business field + Data analytics, including experience in SQL, PowerBI,… more
- NTT DATA North America (Charlotte, NC)
- …accordance with the QA strategy. + Uses sound analytical skills and possesses product, business and technical expertise to execute assigned AML QA reviews. + ... partner ecosystem of established and start-up companies. Our services include business and technology consulting, data and artificial intelligence, industry… more