- Charles Schwab (Westlake, TX)
- …Net Worth clients. The SPWS Complex Reporting Manager will be an Addepar specialist engaging directly with UHNW clients to understand personalized needs and execute ... not limited to branch network, service centers, operations, legal, AML and compliance. This person is required to be...to distill complex information, develop recommendations and present to senior management + Ability to manage a diverse set… more
- SitusAMC (Austin, TX)
- …functional teams, Warehouse Administration Services, ProMerit implementation and product specialist teams. + Communicate professionally and timely with clients via ... with adherence to internal and external compliance requirements related to AML , funds transfer policies, client confidentiality and data security. \#LI-REMOTE Note:… more
- Bank of America (Dallas, TX)
- …to identify potentially suspicious activity as per regulatory guidance + Advise FLU senior leaders on key regulatory developments in BSA/ AML laws, rules and ... independent financial crimes risk management reporting to Global Financial Crimes senior leadership + Monitors the changes in regulations applicable to Global… more
- Bank of America (Dallas, TX)
- …This position additionally entails: + Leading discussions with GFC Risk Managers and Senior Leaders, the Global Banking Front Line Unit (FLU), Global Banking FLUs, ... designing monitoring and testing routines and reporting to identify potential AML risks and/or control weaknesses; conducting targeted risk assessments, threat… more
- Bank of America (Dallas, TX)
- …financial crimes risk management reporting to Global Compliance & Operational Risk (GC&OR) Senior Leaders and FLU/CF Senior Leaders + Monitors the changes in ... years of relevant experience + Knowledge of economic sanctions and anti-money laundering ( AML ) and related AML legislation + Prior people management experience +… more