- HSBC (New York, NY)
- …investors, our communities and the planet we all share. Capital Markets & Advisory (CMA) is a division within Corporate and Institutional Banking (CCMA) comprising ... Markets (DCM), Leveraged & Acquisition Finance (LAF), and Corporate Risk Solutions (CRS). The CMA COO team play a...interpersonal and communication skills with capacity to work with senior teams and ability to interact at all levels… more
- MUFG (New York, NY)
- …+ Assist in the preparation of Compliance reports for Compliance Management, Senior Management, Executive Committees, and Risk Committees etc. as required. ... ideal candidate will possess an understanding of regulatory compliance, risk management, and business operations. This role requires someone...+ 1-3 years of compliance with a focus on advisory and policy development. + Familiarity of FINRA, SEC,… more
- Citigroup (Getzville, NY)
- …critical component of Citi's First Line of defense for wholesale and counterparty credit risk (CCR) management. ICM works with Independent Risk teams to ensure ... Key responsibilities of the group include credit analysis, documentation, risk identification, exposure monitoring and stress testing. ICM coordinates with… more
- JPMorgan Chase (New York, NY)
- …Bank trading businesses to track market events, perform portfolio analysis and provide risk advisory for multiple asset classes, including FX, Rates, Equities, ... Analyst Program to identify, assess, and manage risk for our global businesses. As a Full-Time ...clients. You will receive comprehensive training and mentorship from senior leaders, and engage in projects that utilize all… more
- Guardian Life (Albany, NY)
- …Do you want to be part of a collaborative Compliance Legal Team? As a Senior Compliance Analyst , Park Avenue Securities, and Park Avenue Investment Advisory , ... Rule 3110 and, in certain circumstances, various state insurance laws. The Lead Compliance Analyst is responsible for developing a risk -based plan for the branch… more
- TD Bank (New York, NY)
- …compliance risk and conduct risk ;** **Job Summary:** The Senior Compliance Business Oversight Analyst provides objective guidance, support and advice ... US Compliance, we're on a mission to build a more resilient and scalable compliance risk management function. As part of our team, you'll play a key role in… more
- JPMorgan Chase (New York, NY)
- …Bank trading businesses to track market events, perform portfolio analysis and provide risk advisory for multiple asset classes, including FX, Rates, Equities, ... with our industry experts to identify, assess and manage risk for our global businesses. You will work with...need to succeed - from training and mentorship from senior leaders to projects that engage all your skills.… more
- Scotiabank (New York, NY)
- Senior Analyst , Audit - Capital Markets **Requisition ID:** 232586 **Salary Range:** 69,400.00 - 129,000.00 _Please note that the Salary Range shown is a ... provides a full range of investment banking, credit and risk management products and services relevant to the financing...part of the team and assist the Managers and Senior Managers, US Capital Markets Audit to provide audit… more
- Wells Fargo (New York, NY)
- …and Acquisitions Additional product groups: + Fund Finance + Sustainable Finance and Advisory **WHAT THE PROGRAM OFFERS** The Analyst Program is non-rotational ... strong relationships and industry knowledge with superior capital markets and advisory capabilities that includes debt and equity underwriting, mergers and… more
- TD Bank (New York, NY)
- …colleagues dedicated to setting new industry standards. TD Bank is seeking a Senior Analyst for Compliance Strategy and Operations (S&O). A technology forward ... escalate instances of non-compliance. + Works independently as the senior analyst /subject matter expert and may coach...etc.) (a plus) + Prior consulting experience in Compliance Advisory , Risk Management, or Audit (a plus)… more