- City National Bank (New York, NY)
- …with the City National Bank's ("CNB") Business Control Managers ("BCM"s) and Business Control Senior Analyst and or Lead for Consumer Banking and will ... *BUSINESS CONTROLS ANALYST II* WHAT IS THE...across the 2nd and 3rd lines to strengthen the control environment and enhance risk management practices.… more
- Citigroup (Getzville, NY)
- …in MCA are responsible for designing and implementing a comprehensive and robust Managers Control Self-Assessment (MCA), also known as Risk & Control ... activities thus improving identification and remediation of significant control issues and operational risk events in...+ Strong knowledge in the development and execution for controls . * Proven experience in control related… more
- Citigroup (Getzville, NY)
- …. Individuals in this role may cover a broad range of in-business/function risk and control responsibilities rather than focusing on one specific role. ... controls enhancements focused on increasing efficiency and reducing risk . + Drive execution of Enterprise Risk ...**Qualifications** : + 10+ years of experience in operational risk management, compliance, audit, or other control -related… more
- American Express (New York, NY)
- …Credit and Fraud Risk colleagues. The objective of the Credit & Fraud Risk Control Management Issues, Events & Remediation team is to ensure timely ... through effective remediation and lesson learning. Credit & Fraud Risk is looking for an Sr. Analyst ... of Issues, Events & Remediation focused on ensuring control management is embedded in the day-to-day operations of… more
- SMBC (New York, NY)
- …regarding trade reconciliation issues. Review transaction cost analysis to ensure quality control , proof for errors and help identify data trends for next level ... to support competing priorities / team members. Work with senior trading assistant and/or junior traders by resolving basic...support the overall desk. Work with compliance, legal and risk management to broaden working knowledge of market trends,… more
- Justworks (New York, NY)
- …countermeasures to protect Justworks assets, employees and customers. The Lead Security Risk Analyst will report to the Senior Manager, Governance Risk & ... Lead Security Risk Analyst (GRC) New York, New...regulatory requirements and compliance and its overall business processes, controls and risk exposure + Ability to… more
- Wellington (New York, NY)
- …our perspectives with those of our clients. **About the Role** The Senior Compliance Analyst will support Wellington Management's Global Private Investments ... Our investment solutions, tailored to the unique return and risk objectives of institutional clients in more than 60...to candidates in Boston, New York and Chicago. The Senior Compliance Analyst will be a member… more
- TD Bank (New York, NY)
- …you more specific details for this role. **Job Description:** Position Title: Senior Finance Analyst Business Unit: TD Securities Division/Region: TD Securities ... and interest in process improvements; ability to adapt to changing priorities. The Senior Finance Analyst conducts a range of LOB related financial analysis… more
- TD Bank (New York, NY)
- …compliance risk and conduct risk ;** **Job Summary:** The Senior Compliance Business Oversight Analyst provides objective guidance, support and advice ... the assigned portfolio in terms of financial, regulatory and risk management requirements + Interacts with control ...all TD businesses + Supports the business lines with compliance/ risk controls and periodically evaluates risk… more
- TD Bank (New York, NY)
- …and individual circumstances._** **Job Description Summary:** The Senior FCRM Testing Analyst executes independent testing of FCRM controls / systems for ... across the Bank to evaluate the effectiveness of these controls in covering associated risk . This role...management and the stakeholders + Maintains a culture of risk management and control , supported through FCRM… more