- TD Bank (Charlotte, NC)
- …Program Effectiveness Assessment. The ideal candidate possesses a deep understanding of Risk Control Self-Assessments, a high degree of organizational ability ... have direct reports but will be supported by a Senior Analyst and will work closely with...financial service or FinTech environment + Deep understanding of Risk Control Self-Assessment, Control Testing… more
- American Express (Charlotte, NC)
- …and regulatory compliance. The ideal candidate will bring expertise in data governance, controls framework, and risk management with a strong background in ... assets that provide risk -based monitoring protocols, including early warning indicators, risk heat maps, and control effectiveness metrics. + Support in… more
- City National Bank (Charlotte, NC)
- …Bank's risk management practices, governance processes, system of internal controls for the Wealth Management platform: Personal and Employee Benefit Trust ... for projects of medium to high complexity with a risk -based audit approach. Assesses risks and controls ,...Risk Specialist Or * CFA - Charter Financial Analyst Or * CAMS - Certified Anti-Money Laundering Specialist… more
- Lumen (Raleigh, NC)
- …support to projects teams including special access assignment following Security controls & compliance + Respond rapidly and efficiently to requests requiring ... security control changes + Function in Help Desk capacity to...security configuration compliance with Client standards and Process SOX controls + Ability to work with Fire Fighter Owners… more
- Wells Fargo (Charlotte, NC)
- …transactions, cash transactions and loans. The team also manages the risk , regulatory compliance, and client service associated with these transactions. The ... our employees, utilizing a continuous improvement approach to achieve stronger controls , improved client experiences, and sustained efficiencies. The businesses that… more
- TIAA (Charlotte, NC)
- …Policy, Marketing and Communications, Product and Business Development, Retirement Solutions, Risk and Compliance, Technology, and Wealth Management. **Key Roles and ... and engagement activities, as well as direct access to executive and senior leadership, mentors and previous interns. Eligible summer interns will have the… more
- CAI (Raleigh, NC)
- …on IT systems and applications including security and compliance audits, risk assessments, security plans, and performing system tests and evaluation. **Job ... activities on IT systems and applications including security and compliance audits, risk assessments, security plans, and performing system tests and evaluation +… more
- TD Bank (Charlotte, NC)
- …for this role. **Line of Business:** Product Management **Job Description:** The Senior Product Analyst contributes to the business strategy by supporting ... to acquire/retain business for their specific product group. The Senior Product Analyst offers advice, recommendations, solutions...Industry Codes of Conduct + Maintains a culture of risk management and control , supported by effective… more