• Senior Registered Client Associate

    Wells Fargo (Irvine, CA)
    **About this role:** Wells Fargo is seeking a Senior Registered Client Associate in Wealth and Investment Management as part of Wells Fargo Advisors. Learn more ... applicable + Utilize prior experience in the Registered Client Associate role to anticipate and proactively seek resolutions to...are not eligible to be associated with a FINRA-registered broker - dealer . Successful candidates must also meet and… more
    Wells Fargo (01/14/26)
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  • Senior Associate , Licensing…

    Ankura (San Francisco, CA)
    …significant portion of all licensed US money transmitters. We are seeking a Senior Associate , Licensing Acquisition, to join the team. Ideally this role ... commercial lending, mortgage lending, consumer collections agencies and securities/brokerage [ broker dealer , registered investment advisor, exempt registered… more
    Ankura (12/16/25)
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  • Senior Sales Associate

    Kestra Financial (Palo Alto, CA)
    …over the finish line and have a desire to learn, advance, and excel? The Senior Sales Associate reports to the Financial Advisor and is critical in meeting ... in the financial services industry allowing for a good understanding of broker / dealer operations and financial services industry, including but not limited to:… more
    Kestra Financial (12/08/25)
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  • Senior Wealth Advisor

    Columbia Bank (Santa Rosa, CA)
    …+ Other responsibilities as assigned. + Demonstrates compliance with all bank and broker / dealer regulations for assigned job function as applied to designated ... a turn-key approach to LTC and Insurance solutions. **About the Role:** A Senior Wealth Advisor is an experienced financial professional who can work within a… more
    Columbia Bank (12/23/25)
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  • Investment Banking Associate - Technology

    Wells Fargo (San Francisco, CA)
    …statutory disqualification are not eligible to be associated with a FINRA-registered broker - dealer . Successful candidates must also meet and comply with ongoing ... with Wells Fargo. **About this role:** Wells Fargo is seeking an Investment Banking Associate with a focus on Software and Semiconductors for the Tech team within… more
    Wells Fargo (01/14/26)
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  • Associate - Capstone Partners' Investment…

    Huntington National Bank (Irvine, CA)
    …(Federal Bureau of Investigations) background check with fingerprinting to be associated with the broker dealer + If not held already, will be expected to pass ... Description Summary: Capstone Partners' Associates work closely with senior team members, while executing a variety of...initiatives. Capstone Partners' Industrials team is looking for an Associate to help clients in a range of situations.… more
    Huntington National Bank (01/06/26)
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